North East Financial Ltd

FRN: 490598
Companies House: 06672238
Last scraped: 1 day ago

This firm operates as an appointed representative of Personal Touch Financial Services Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

The Lodge 6 Town End Close

6 Town End Close

Yarm

Durham

TS15 9NZ

UNITED KINGDOM

Phone

+4401642915315

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andrew Christopher Smith
IRN ACS00038
- (3)Employed By (since 31 Oct 2008)
Christopher Lloyd Smith
IRN CLS01137
- (2)Employed By (since 17 Aug 2016)
Faye Smith
IRN FXS01542
- (1)Employed By (since 19 Sep 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.