Norfolk & Suffolk Financial Services Limited

• Principal Place of Business

  3 Quay View Business Park

  Barnards Way

  Lowestoft

  Suffolk

  NR32 2HD

  UNITED KINGDOM

  Phone

  +441502501922

  Web

  https://www.norfolkandsuffolk.co.uk

• Complaints Contact

  3 Quay View Business Park

  Barnards Way

  Lowestoft

  Suffolk

  NR32 2HD

  UNITED KINGDOM

  Phone

  +441502501922

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity. This permission is limited to debt counselling in connection with investment advice and advice on Buy To Let mortgages.

• Equity Release Setup

  For Customer, Home reversion plans

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michelle Bean

  IRN MXB02110

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 8 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 8 Nov 2024)
• Patrick Joseph Hardiman

  IRN PJH00037

  • CF30 Customer (1 Nov 2007 to 26 Nov 2010)
  • Responsible for Insurance Mediation (14 Jan 2005 to 2 Jun 2010)
  • CF1 Director (1 Dec 2001 to 26 Jul 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF10 Compliance Oversight (1 Dec 2001 to 2 Jun 2010)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 2 Jun 2010)
• Paul John Donovan

  IRN PJD01204

  • CF30 Customer (1 Nov 2007 to 29 Aug 2008)
  • CF21 Investment Adviser (4 Oct 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (14 Mar 2005 to 4 Oct 2005)
• Phillip Ball

  IRN PXB02259

  • SMF3 Executive Director (7 Sep 2021 to 31 Mar 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
  • CF30 Customer (9 Dec 2014 to 8 Dec 2019)
• Richard Sullivan

  IRN RXS01439

  • CF2 Non Executive Director (7 Mar 2002 to 31 Dec 2010)
• Robert Spencer

  IRN RXS00190

  • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2004)
• Samuel Butcher

  IRN SXB02188

  • CF30 Customer (5 Feb 2008 to 9 Jul 2010)

No changes recorded yet.