NMS Financial Limited

FRN: 503736
Companies House: 07449846
Last scraped: 1 day ago

This firm operates as an appointed representative of First Complete Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

11, Kingfisher Way

Silverlink Business Park

Newcastle upon Tyne

NE28 9NX

UNITED KINGDOM

Phone

+4408455193825

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Audra Ann Thorpe
IRN AAT01055
- (2)Employed By (since 14 Sep 2012)
Gary Michael Thorpe
IRN GMT01038
- (1)Employed By (since 10 Oct 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.