Date authorised
15 July 2013
Companies House
OC382816
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Lower James Street
    London
    W1F 9EL
    UNITED KINGDOM
    Phone
    +442039633175
  • Complaints Contact

    10 Lower James Street
    London
    W1F 9EL
    UNITED KINGDOM
    Phone
    +4402074917522

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anna Elisabeth Fletcher

    IRN AEF01042

    • CF30 Customer (31 Mar 2014 to 8 Dec 2019)
  • Arvid Herluf Lennart Fredrik Trolle

    IRN AHT01033

    • [FCA CF] Client dealing (since 13 Feb 2025)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (15 Jul 2013 to 8 Dec 2019)
    • CF30 Customer (15 Jul 2013 to 8 Dec 2019)
    • CF3 Chief Executive (15 Jul 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Jul 2013 to 16 Sep 2019)
  • Eric Jakob Carl Kjellberg

    IRN EJK01021

    • [FCA CF] Client dealing (since 13 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10a CASS Oversight function (1 Sep 2014 to 8 Dec 2019)
    • CF4 Partner (15 Jul 2013 to 8 Dec 2019)
    • CF30 Customer (15 Jul 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Jul 2013 to 8 Dec 2019)
  • Julius van den Arend

    IRN JXV00048

    • [FCA CF] Client dealing (since 13 Jan 2020)
  • Mads Videbaek

    IRN MXV01236

    • [FCA CF] Client dealing (since 4 Jun 2024)
  • Magdalena Ughetti

    IRN MXU17356

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (31 Aug 2019 to 8 Dec 2019)
  • Mees Andreas Christian Heeringa

    IRN MXH01033

    • [FCA CF] Client dealing (13 Mar 2023 to 1 Feb 2025)
  • Nicholas Graeme Hawkins

    IRN NGH01022

    • CF30 Customer (21 Dec 2015 to 8 Dec 2019)
  • Oscar McLean

    IRN OXM00105

    • [FCA CF] Client dealing (since 2 Jan 2025)
  • Thomas Durston

    IRN TXD00151

    • [FCA CF] Client dealing (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.