Nippon Investment Bespoke Research UK Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
65 London WallLondonEC2M 5TUUNITED KINGDOM- Phone
- +442079932583
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Complaints Contact
65 London WallLondonEC2M 5TUUNITED KINGDOM- Phone
- +442079932583
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Investment Setup
For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Yumi Yamamoto
IRN YXY01014
- [FCA CF] Client dealing (since 6 Aug 2020)
- SMF1 Chief Executive (since 5 Aug 2020)
- SMF16 Compliance Oversight (since 5 Aug 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Aug 2020)
- SMF3 Executive Director (since 5 Aug 2020)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.