Nicolsons Financial Management Limited

Date authorised
1 April 2013
Companies House
02833926
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Parkfield Business Centre
    Parkfield House
    Park Street
    Stafford
    Staffordshire
    ST17 4AL
    UNITED KINGDOM
    Phone
    +4401785257857
    Web
    https://www.nfm.financial

  • Complaints Contact

    Parkfield Business Centre
    Park Street
    Stafford
    Staffordshire
    Staffs
    ST17 4AL
    UNITED KINGDOM
    Phone
    +4401785257857

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Heather Joy Dunn

    IRN HJD00017

    • CF1 Director (3 Nov 2006 to 18 Oct 2011)
    • Responsible for Insurance Mediation (3 Nov 2006 to 18 Oct 2011)
  • Nicholas Hugh John Sandy

    IRN NHS01018

    • CF1 Director (31 Oct 2004 to 6 Feb 2017)
  • Parabjeet Singh Souni

    IRN PXS00920

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 14 May 2025)
  • Peter Kelvin Dugald Nicolson

    IRN PKN01011

    • CF1 Director (31 Oct 2004 to 1 Nov 2016)
  • Susan Margaret Thomson-Hay

    IRN SMT01080

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 14 Oct 2016)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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