NICHOLSONS ACCOUNTANTS LIMITED

Date authorised
1 September 2016
Companies House
09774814
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Newland House
    The Point
    Weaver Road
    Lincoln
    Lincolnshire
    LN6 3QN
    UNITED KINGDOM
    Phone
    +441522815100
    Web
    https://www.nicholsonsca.co.uk

  • Complaints Contact

    Newland House
    The Point
    Weaver Road
    Lincoln
    Lincolnshire
    LN6 3QN
    UNITED KINGDOM
    Phone
    +441522815100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · Limited to not carrying out credit repair services.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Elizabeth Kate Brown

    IRN EXB00230

    • SMF3 Executive Director (since 21 Feb 2022)
  • Emma Louise Murray

    IRN ELM01029

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
    • CF1 Director (1 Sep 2016 to 8 Dec 2019)
  • Gail Fiona Green

    IRN GFP01014

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jul 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (1 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Sep 2016 to 30 Sep 2018)
    • CF10 Compliance Oversight (1 Sep 2016 to 8 Dec 2019)
  • Joanne Louise Brown

    IRN JLB01202

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (4 Dec 2019 to 8 Dec 2019)
    • CF1 Director (1 Oct 2016 to 8 Dec 2019)
  • Laura Ann Williamson

    IRN LXR00060

    • SMF3 Executive Director (23 Mar 2021 to 13 Jan 2022)
  • Richard John Hallsworth

    IRN RJH01384

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Sep 2016 to 8 Dec 2019)
  • Richard William Grayson

    IRN RWG01039

    • SMF3 Executive Director (9 Dec 2019 to 21 Jan 2022)
    • CF1 Director (1 Sep 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Sep 2016 to 4 Dec 2019)
  • Steven Robinson

    IRN SXR00467

    • SMF3 Executive Director (since 1 Mar 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.