Nicholls Stevens (Financial Services) Limited

• Principal Place of Business

  Nicholls Stevens Financial Services

  9 St. Augustines Parade

  Bristol

  Bristol, City Of

  BS1 4UT

  UNITED KINGDOM

  Phone

  +441179290456

  Web

  https://www.nichollstevens.com

• Complaints Contact

  Nicholls Stevens Financial Services

  9 St. Augustines Parade

  Bristol

  Bristol, City Of

  BS1 4UT

  UNITED KINGDOM

  Phone

  +441179290456

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Islamic Mortgage Setup

  For Customer, Home purchase plans

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Samuel Cardy

  IRN SXC03076

  • [FCA CF] Client dealing (1 Nov 2022 to 4 Oct 2024)
  • SMF3 Executive Director (23 Jun 2021 to 28 Apr 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Oct 2024)
  • CF30 Customer (11 Jul 2018 to 8 Dec 2019)
• Victoria Elizabeth Crawford

  IRN VEF01006

  • [FCA CF] Client dealing (22 Nov 2022 to 18 Oct 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Oct 2024)
  • CF30 Customer (1 Dec 2018 to 8 Dec 2019)

• Peter Thomas (no longer appointed)

  FRN 224972 · Appointed 11 Sep 2015 · Until 1 Oct 2021

No changes recorded yet.