Nicholas Financial Limited

FRN: 627878
Companies House: 09012965
Last scraped: 1 day ago

This firm operates as an appointed representative of Openwork Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Suite B, Orwell House

Fox's Marina

Ipswich

IP2 8NJ

UNITED KINGDOM

Phone

+4401473928912

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

David Michael John Houchell
IRN DMH01214
- (3)Employed By (10 Jul 2014 to 8 Nov 2016)
Nicholas Alan Golding
IRN NAG01054
- (1)Employed By (since 14 May 2020)
- (2)Employed By (23 Sep 2014 to 11 May 2020)
Sian Poole
IRN SXC02938
- (1)Employed By (13 Jan 2017 to 29 Mar 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.