Date authorised
25 February 2016
Companies House
OC349588
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 16 Marlborough House
    26 High Street
    Swindon
    Wiltshire
    SN1 3EP
    UNITED KINGDOM
    Phone
    +4408008021003
  • Complaints Contact

    Suite 16 Marlborough House
    26 High Street
    Swindon
    Wiltshire
    SN1 3EP
    UNITED KINGDOM
    Phone
    +4408008021003

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher John Bastin

    IRN CXB00248

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Jan 2023)
  • Evelyn Mary Fenne

    IRN EMF01025

    • SMF16 Compliance Oversight (9 Dec 2019 to 29 Jun 2022)
    • CF10 Compliance Oversight (14 Nov 2019 to 8 Dec 2019)
  • Luke Edward Robert Baldwin

    IRN LXB00160

    • CF1 Director (AR) (21 Dec 2021 to 8 Dec 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2022)
  • Malcolm Thomas Scanlon

    IRN MTS01091

    • CF4 Partner (25 Feb 2016 to 6 Jun 2017)
  • Nicholas Charles Baldwin

    IRN NCB01067

    • SMF16 Compliance Oversight (since 30 Jan 2025)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 3 Jul 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF4 Partner (25 Feb 2016 to 8 Dec 2019)
    • CF28 Systems and controls (25 Feb 2016 to 8 Dec 2019)
  • Peter David Guntrip

    IRN PDG01054

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 3 Apr 2019)
    • CF4 Partner (2 Apr 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Apr 2018 to 30 Sep 2018)
    • Responsibility for MCD Intermediation (2 Apr 2018 to 28 Jun 2021)
  • Sarah Louise Clark

    IRN SXC00340

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Shelly West

    IRN SXW74497

    • CF1 Director (AR) (31 Aug 2018 to 29 May 2020)
  • Timothy Keir Guntrip

    IRN TXG00064

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2022)
    • [FCA CF] Client dealing (since 1 Dec 2022)
    • [FCA CF] Significant management (since 9 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.