Nexus Wealth Planning Ltd

• Principal Place of Business

  12A Fitzroy Place

  Glasgow

  G3 7RW

  UNITED KINGDOM

  Phone

  +4401414382275

  Web

  https://www.nexuswp.co.uk

• Complaints Contact

  12A Fitzroy Place

  Glasgow

  G3 7RW

  UNITED KINGDOM

  Phone

  +4401414382275

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling which is provided in connection with investment advice or advice on buy to let mortgages, second charge mortgages, secured and unsecured loans
  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Angus Henderson

  IRN AXH01469

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF1 Director (AR) (since 1 Feb 2022)
  • CF30 Customer (since 1 Feb 2022)
  • Appointed representative dealing with clients for which they require qualification (since 19 Dec 2021)
  • SMF3 Executive Director (9 Dec 2019 to 10 Feb 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 Dec 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Dec 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 10 Feb 2022)
  • Responsible for Insurance Mediation (20 May 2013 to 30 Sep 2018)
  • CF1 Director (20 May 2013 to 8 Dec 2019)
  • CF30 Customer (20 May 2013 to 8 Dec 2019)
• Roslynn Davidson

  IRN RXD00235

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 23 Jun 2021)
  • [FCA CF] Client dealing (22 Jun 2023 to 11 Jun 2025)
• Tracy Bissett

  IRN TXB01304

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • Responsible for Insurance Distribution (since 15 Mar 2022)
  • [FCA CF] Manager of certification employee (since 23 Jun 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF1 Director (20 May 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (20 May 2013 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (20 May 2013 to 8 Dec 2019)
  • CF30 Customer (20 May 2013 to 8 Dec 2019)

• A Henderson Financial Planning Ltd

  FRN 968550 · Appointed 25 Jan 2022

No changes recorded yet.