Date authorised
20 July 2021
Companies House
12642489
Last scraped
6 days ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Upper Lawn
    Ampthill
    Bedford
    Central Bedfordshire
    MK45 2GX
    UNITED KINGDOM
    Phone
    +4407809260852
  • Complaints Contact

    4 Upper Lawn
    Ampthill
    Bedford
    Central Bedfordshire
    MK45 2GX
    UNITED KINGDOM
    Phone
    +4401525716452

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jon Tricker

    IRN JXT01651

    • CF3 Chief Executive (AR) (since 4 Feb 2022)
    • SMF3 Executive Director (since 20 Jul 2021)
  • Richard John McLeod

    IRN RJM01492

    • CF4 Partner (AR) (since 3 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jul 2021)
    • SMF3 Executive Director (since 20 Jul 2021)
    • Responsible for Insurance Distribution (since 20 Jul 2021)
  • Scott Harvey

    IRN SXH02396

    • CF1 Director (AR) (since 24 Feb 2025)
    • SMF3 Executive Director (since 20 Jul 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.