Date authorised
25 November 2015
Companies House
08503000
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Top Floor Cwmbran House
    Mamhilad Park Estate
    Mamhilad
    Pontypool
    NP4 0HZ
    UNITED KINGDOM
    Phone
    +4403332224005
  • Complaints Contact

    Top Floor Cwmbran House
    Mamhilad Park Estate
    Mamhilad
    Pontypool
    NP4 0HZ
    UNITED KINGDOM
    Phone
    +4403332224005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher St.John Taylor

    IRN CXT00414

    • SMF3 Executive Director (since 31 Oct 2024)
  • Craig Anthony Dunckley

    IRN CAD01132

    • CF1 Director (AR) (since 6 Apr 2026)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Dec 2015 to 8 Dec 2019)
  • David George Harlow

    IRN DGH01092

    • CF1 Director (AR) (since 24 Jun 2024)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (25 Nov 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Nov 2015 to 30 Sep 2018)
    • CF3 Chief Executive (25 Nov 2015 to 8 Dec 2019)
  • Gareth William Evans

    IRN GWE01011

    • CF1 Director (AR) (since 6 Apr 2026)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Mar 2016 to 8 Dec 2019)
  • Guy Billen

    IRN GXB00487

    • [FCA CF] Significant management (2 May 2023 to 26 Sep 2024)
  • Katie Roberts

    IRN KXW00349

    • SMF3 Executive Director (since 13 Feb 2025)
    • [FCA CF] Significant management (1 Jun 2023 to 6 Feb 2026)
  • Kelly Watkins

    IRN KXW00350

    • SMF3 Executive Director (since 25 Nov 2025)
    • [FCA CF] Significant management (1 Jun 2023 to 6 Feb 2026)
  • Matthew Sirett

    IRN MXS01319

    • SMF3 Executive Director (since 17 Jan 2026)
    • [FCA CF] Significant management (1 Jun 2023 to 6 Feb 2026)
  • Simon Jones

    IRN SXJ01297

    • CF1 Director (25 Nov 2015 to 28 Nov 2015)
  • Stephen Peck

    IRN SXP02045

    • SMF3 Executive Director (9 Dec 2019 to 1 Aug 2024)
    • CF1 Director (24 Sep 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.