Date authorised
12 September 2019
Companies House
11617170
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Fourth Floor
    9a Devonshire Square
    London
    EC2M 4YM
    UNITED KINGDOM
    Phone
    +447718306372
  • Complaints Contact

    Fourth Floor
    9a Devonshire Square
    London
    EC2M 4YN
    UNITED KINGDOM
    Phone
    +447718306372

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew James Thornton

    IRN AXT77018

    • SMF3 Executive Director (since 9 Sep 2025)
    • SMF16 Compliance Oversight (since 9 Sep 2025)
    • CF1 Director (AR) (since 5 Sep 2025)
    • SMF3 (AR) Executive Director function (8 Sep 2020 to 5 Sep 2025)
  • Dawn Bhoma

    IRN DXB13335

    • CF1 Director (AR) (since 5 Sep 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF3 (AR) Executive Director function (14 Jul 2020 to 5 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Sep 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Sep 2025)
    • CF11 Money Laundering Reporting (12 Sep 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Sep 2019 to 8 Dec 2019)
    • CF1 Director (12 Sep 2019 to 8 Dec 2019)
  • GREGOR WALTER GESELL

    IRN GXG01423

    • Director of firm who is not a certification employee or a SMF manager (since 7 Aug 2025)
  • James Lanwer John Parker

    IRN JXP71207

    • SMF3 (AR) Executive Director function (27 Jul 2020 to 23 Apr 2024)
  • Luc Andreas Mastenbroek

    IRN LXM00575

    • CF1 Director (AR) (since 5 Sep 2025)
    • SMF3 (AR) Executive Director function (16 May 2023 to 5 Sep 2025)
  • Robert Brown

    IRN RXB13334

    • CF1 Director (AR) (since 5 Sep 2025)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 12 Sep 2019)
    • SMF3 (AR) Executive Director function (2 Nov 2020 to 5 Sep 2025)
    • CF3 Chief Executive (12 Sep 2019 to 8 Dec 2019)
  • Simon Gareth Johnson Sykes

    IRN SGS01105

    • Director of firm who is not a certification employee or a SMF manager (8 Mar 2024 to 14 Feb 2025)
  • Stephen Moss

    IRN SJM01505

    • Director of firm who is not a certification employee or a SMF manager (since 7 Aug 2025)
  • Stuart Eric Twinberrow

    IRN SXT71206

    • SMF3 (AR) Executive Director function (2 Oct 2020 to 4 Feb 2021)
  • Suhail Qureshi

    IRN SXQ77079

    • SMF3 Executive Director (since 8 Sep 2025)
    • CF1 Director (AR) (since 5 Sep 2025)
    • SMF3 (AR) Executive Director function (2 Oct 2020 to 5 Sep 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.