New Vision Wealth Strategies Limited

Date authorised
1 April 2013
Companies House
06122685
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ravensmoor Court
    Broad Lane
    Sproston
    Crewe
    Cheshire
    CW4 7LT
    UNITED KINGDOM
    Phone
    +4401477537722
    Web
    https://www.newvision-ifa.co.uk

  • Complaints Contact

    Ravensmoor Farm
    Broad Lane
    Sproston
    Crewe
    Cheshire West And Chester
    CW4 7LT
    UNITED KINGDOM
    Phone
    +4401477537722

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carol Elizabeth Dickens

    IRN CED00012

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (3 Sep 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (3 Sep 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Sep 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Sep 2007 to 30 Sep 2018)
    • CF1 Director (3 Sep 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (3 Sep 2007 to 31 Mar 2009)
  • Chukwudebe David Leandro Onwuejeogwu Isioma

    IRN CDO01022

    • CF30 Customer (8 Jan 2013 to 17 Jun 2013)
  • David Andrew Mansell

    IRN DAM00041

    • CF30 Customer (19 Jan 2011 to 2 Mar 2012)
  • Graham Leslie Carney

    IRN GXC00148

    • CF30 Customer (30 Oct 2013 to 24 Sep 2014)
  • Jeffrey Clive Burgess

    IRN JCB01266

    • CF30 Customer (29 Oct 2012 to 5 Dec 2014)
  • Raymond Dennis Lovatt

    IRN RDL01067

    • CF30 Customer (11 Nov 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.