Date authorised
1 April 2013
Companies House
07723365
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Nunn Hayward
    2-4 Packhorse Road
    Gerrards Cross
    Buckinghamshire
    SL9 7QE
    UNITED KINGDOM
    Phone
    +4403301224337
  • Complaints Contact

    Nunn Hayward
    2-4 Packhorse Road
    Gerrards Cross
    Buckinghamshire
    SL9 7QE
    UNITED KINGDOM
    Phone
    +447528516851

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Professional, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Joseph Stankiewicz

    IRN AJS01755

    • CF30 Customer (12 Apr 2017 to 16 Sep 2017)
  • Adrian James Cantwell Clark

    IRN AJC01551

    • CF10 Compliance Oversight (2 Apr 2012 to 12 Jun 2013)
    • CF30 Customer (2 Apr 2012 to 12 Jun 2013)
    • CF1 Director (2 Apr 2012 to 12 Jun 2013)
  • Charles Nicholas Tee

    IRN CNT01022

    • CF30 Customer (7 May 2015 to 29 Jul 2015)
  • David Patrick Marshall

    IRN DPM01162

    • CF1 Director (23 Jun 2016 to 1 Jul 2019)
    • CF30 Customer (2 Apr 2012 to 1 Jul 2019)
  • Gavin Maxtone Brodie Mailer-Howat

    IRN GMM01054

    • CF30 Customer (1 Oct 2018 to 8 Dec 2019)
  • James Douglas Herbert

    IRN JDH01128

    • CF1 Director (2 Apr 2012 to 16 Dec 2013)
    • CF30 Customer (2 Apr 2012 to 23 Sep 2017)
  • James William Peter King

    IRN JWK01049

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (2 Apr 2012 to 8 Dec 2019)
    • CF1 Director (2 Apr 2012 to 8 Dec 2019)
    • CF30 Customer (2 Apr 2012 to 8 Dec 2019)
  • Jonathan Michael Charles Ely

    IRN JME01050

    • SMF3 (AR) Executive Director function (10 Jun 2020 to 7 Jul 2021)
  • Marco Geninazza

    IRN MXG02600

    • CF30 Customer (since 10 Mar 2017)
    • CF1 Director (AR) (10 Mar 2017 to 12 Dec 2023)
  • Mark Alexander Hanington

    IRN MAH01401

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (3 Jul 2013 to 8 Dec 2019)
    • CF1 Director (2 Apr 2012 to 8 Dec 2019)
    • CF30 Customer (2 Apr 2012 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.