Date authorised
2 January 2020
Companies House
10405650
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor 10 South Colonnade
    London
    E14 4PU
    UNITED KINGDOM
    Phone
    +442030563833
  • Complaints Contact

    1st Floor 10 South Colonnade
    London
    E14 4PU
    UNITED KINGDOM
    Phone
    +442030563833

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Robert Smith

    IRN MXS00821

    • [FCA CF] Client dealing (since 21 Oct 2021)
    • [FCA CF] Manager of certification employee (30 Jan 2023 to 28 Nov 2025)
  • Neville Stephen Howe

    IRN NXH00070

    • SMF3 Executive Director (2 Jan 2020 to 1 Oct 2025)
  • Olivia Jane Vinden

    IRN OXV00035

    • [FCA CF] Significant management (since 2 Mar 2026)
  • Paul Robert Cox

    IRN PXC00280

    • [FCA CF] Client dealing (22 Mar 2021 to 25 Nov 2021)
  • Paul Todd

    IRN PXT00046

    • [FCA CF] Manager of certification employee (since 26 Oct 2020)
  • Rachel Farrell

    IRN RXF00294

    • [FCA CF] Manager of certification employee (since 18 Dec 2023)
    • [FCA CF] Client dealing (since 18 Dec 2023)
  • Sally Bridgeland

    IRN SXB01294

    • SMF9 Chair of the Governing Body (since 10 Oct 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Oct 2025)
  • Sarah E Laessig

    IRN SEL01045

    • Director of firm who is not a certification employee or a SMF manager (since 1 Oct 2025)
  • Stephen ONeill

    IRN SXO00037

    • [FCA CF] Client dealing (26 Oct 2020 to 2 Apr 2026)
  • Susan Elizabeth Fernando

    IRN SEF01018

    • [FCA CF] Manager of certification employee (since 20 Dec 2021)
    • [FCA CF] Client dealing (since 22 Mar 2021)

Recent activity

Updates to this firm's record on the FCA register.

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