This firm is no longer registered as an appointed representative.
It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.
Neptune Financial Management Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
8 Kellaway AvenueWestbury ParkBristolBS6 7XRUNITED KINGDOM- Phone
- +4401173730080
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alison Michelle Harris
IRN AXH01690
- (6)Employed By (2 Nov 2004 to 31 May 2005)
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David William Harris
IRN DWH00026
- (8)Employed By (31 Mar 2009 to 22 Nov 2024)
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Geoffrey George White
IRN GGW00009
- (2)Employed By (27 Mar 2003 to 20 Sep 2007)
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John Anthony Pritchard
IRN JAP01126
- (3)Employed By (23 Apr 2002 to 20 Sep 2007)
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John Edward Moore
IRN JEM01157
- (5)Employed By (8 Apr 2002 to 4 Jul 2006)
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Rex Avery
IRN RDA00007
- (7)Employed By (1 Dec 2001 to 3 Sep 2007)
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Russell Stuart Sweetland
IRN RSS00022
- (4)Employed By (24 Aug 2001 to 29 Feb 2004)
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Stephen John Pitts
IRN SJP00074
- (1)Employed By (31 Mar 2009 to 29 Dec 2017)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.