Nephila Advisors (UK) Limited

• Principal Place of Business

  Nephila Advisors (UK) Limited

  Walsingham House 4th Floor,

  Walsingham House

  35 Seething Lane

  London

  City Of London

  EC3N 4AH

  UNITED KINGDOM

  Phone

  +447860598715

  Web

  https://www.nephila.com

• Complaints Contact

  Nephila Advisors (UK) Limited

  Walsingham House 4th Floor,

  Walsingham House

  35 Seething Lane

  London

  City Of London

  EC3N 4AH

  UNITED KINGDOM

  Phone

  +447860598715

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marc Stern

  IRN MXS05372

  • [FCA CF] Client dealing (since 27 Aug 2025)
• Maria Rapin

  IRN MXR00804

  • SMF3 Executive Director (since 16 Dec 2024)
  • [FCA CF] Client dealing (since 16 Dec 2024)
• Neal Kalechofsky

  IRN NXK00368

  • SMF16 Compliance Oversight (since 24 Dec 2025)
• Ross Jonathan Louden

  IRN RXL01773

  • [FCA CF] Client dealing (since 16 Dec 2024)
• Sophia Wang

  IRN SXW00968

  • [FCA CF] Client dealing (since 16 Dec 2024)
• Steven Glassman

  IRN SXG00745

  • SMF3 Executive Director (since 16 Dec 2024)
• Tautvyde Mockute

  IRN TXM00618

  • [FCA CF] Client dealing (16 Dec 2024 to 21 Jul 2025)
• Tom Henry George Dedman

  IRN THD01024

  • [FCA CF] Client dealing (since 16 Dec 2024)

No changes recorded yet.