Nekton Capital Limited

• Principal Place of Business

  2 Portman Street

  London

  W1H 6DU

  UNITED KINGDOM

  Phone

  +442039253300

  Web

  https://www.nektoncapital.com

• Complaints Contact

  2 Portman Street

  London

  W1H 6DU

  UNITED KINGDOM

  Phone

  +442039253300

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anurag Aggarwal

  IRN AXA03637

  • [FCA CF] Client dealing (23 Aug 2021 to 18 Oct 2024)
• Christophe Aurand

  IRN CXA01134

  • SMF3 Executive Director (since 23 Aug 2021)
  • [FCA CF] Material risk taker (since 23 Aug 2021)
  • [FCA CF] Client dealing (since 23 Aug 2021)
  • SMF1 Chief Executive (since 23 Aug 2021)
• Christopher Menon

  IRN CXM00515

  • SMF16 Compliance Oversight (1 Jun 2024 to 13 Jan 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jun 2024 to 13 Jan 2025)
  • [FCA CF] Client dealing (23 Aug 2021 to 24 Jan 2025)
• Daniel Wiener

  IRN DPW01026

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Aug 2021)
  • SMF3 Executive Director (since 23 Aug 2021)
  • [FCA CF] Client dealing (since 23 Aug 2021)
  • [FCA CF] Material risk taker (since 23 Aug 2021)
  • SMF16 Compliance Oversight (since 23 Aug 2021)
• Emma Gustafsson

  IRN EXG00134

  • [FCA CF] Client dealing (29 Mar 2022 to 5 Jul 2024)
• Fraser Maingay

  IRN FXM01333

  • SMF3 Executive Director (23 Aug 2021 to 29 Nov 2024)
  • [FCA CF] Client dealing (23 Aug 2021 to 29 Nov 2024)
  • [FCA CF] Material risk taker (23 Aug 2021 to 29 Nov 2024)
• Gopun Jani

  IRN GXJ00072

  • [FCA CF] Client dealing (3 Oct 2022 to 14 Nov 2024)
• James Gnodde

  IRN JXG38777

  • [FCA CF] Client dealing (23 Aug 2021 to 19 Nov 2024)
• Khurram Chaudhry

  IRN KXC01094

  • [FCA CF] Client dealing (since 23 Aug 2021)
  • [FCA CF] Manager of certification employee (3 Oct 2022 to 24 Jan 2025)
• Nishith Shah

  IRN NXS01167

  • [FCA CF] Client dealing (23 Aug 2021 to 31 Oct 2024)

No changes recorded yet.