NEILSON PLACE LTD

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

John Paul Foody
IRN JPF01091
- Responsible for Insurance Distribution (30 Jun 2022 to 30 Jun 2022)
- SMF3 Executive Director (30 Jun 2022 to 30 Jun 2022)
- Responsibility for MCD Intermediation (30 Jun 2022 to 30 Jun 2022)
Luke Mursaleen
IRN LXM00427
- SMF16 Compliance Oversight (since 19 Oct 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Oct 2022)
Robert James Clarkson
IRN RJC01346
- Responsible for Insurance Distribution (since 25 Oct 2022)
- SMF1 Chief Executive (since 30 Jun 2022)
- SMF3 Executive Director (since 30 Jun 2022)
Samantha Edwards
IRN SXE01205
- SMF17 Money Laundering Reporting Officer (MLRO) (30 Jun 2022 to 28 Jul 2022)
- SMF16 Compliance Oversight (30 Jun 2022 to 28 Jul 2022)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.