Neilson Financial Services Limited

Date authorised
22 May 2013
Companies House
07986483
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Neilson Financial Services
    2 Windsor Dials
    Arthur Road
    Windsor
    Windsor And Maidenhead
    SL4 1RS
    UNITED KINGDOM
    Phone
    +441753515914
    Web
    https://www.neilsonfs.com

  • Complaints Contact

    Neilson Financial Services
    2 Windsor Dials
    Arthur Road
    Windsor
    Windsor And Maidenhead
    SL4 1RS
    UNITED KINGDOM
    Phone
    +441753515914

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michelle Williams

    IRN MXW00868

    • [FCA CF] Significant management (since 11 Aug 2024)
  • Neil Skinner

    IRN NXS00648

    • [FCA CF] Significant management (11 Aug 2024 to 25 Oct 2024)
  • Nicolas Godfrey Kohler

    IRN NGK01013

    • CF2 Non Executive Director (1 Oct 2013 to 12 Jul 2017)
  • Philip Charles Thornton-Smith

    IRN PXC00660

    • [FCA CF] Significant management (since 17 Dec 2024)
  • Richard Arthur Funnell

    IRN RXF00326

    • [FCA CF] Significant management (since 11 Aug 2024)
  • Robert James Clarkson

    IRN RJC01346

    • SMF3 Executive Director (13 Nov 2021 to 5 Dec 2025)
  • Scott James Staples

    IRN SXS06699

    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Dec 2019)
    • CF11 Money Laundering Reporting (11 Oct 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Oct 2018 to 8 Dec 2019)
  • Sundeep Singh Kalcutt

    IRN SXS05476

    • [FCA CF] Significant management (since 17 Dec 2024)
  • Tessa Ramsay

    IRN TXR00280

    • [FCA CF] Significant management (since 11 Aug 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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