Neilson Financial Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
Insurance Admin

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Michelle Williams
IRN MXW00868
- [FCA CF] Significant management (since 11 Aug 2024)
Neil Skinner
IRN NXS00648
- [FCA CF] Significant management (11 Aug 2024 to 25 Oct 2024)
Nicolas Godfrey Kohler
IRN NGK01013
- CF2 Non Executive Director (1 Oct 2013 to 12 Jul 2017)
Philip Charles Thornton-Smith
IRN PXC00660
- [FCA CF] Significant management (since 17 Dec 2024)
Richard Arthur Funnell
IRN RXF00326
- [FCA CF] Significant management (since 11 Aug 2024)
Robert James Clarkson
IRN RJC01346
- SMF3 Executive Director (13 Nov 2021 to 5 Dec 2025)
Scott James Staples
IRN SXS06699
- SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Dec 2019)
- CF11 Money Laundering Reporting (11 Oct 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (11 Oct 2018 to 8 Dec 2019)
Sundeep Singh Kalcutt
IRN SXS05476
- [FCA CF] Significant management (since 17 Dec 2024)
Tessa Ramsay
IRN TXR00280
- [FCA CF] Significant management (since 11 Aug 2024)

Smaller firms operating under this firm's FCA authorisation.

Consumer Genius Limited (no longer appointed)
FRN 979987 · Appointed 26 Apr 2023 · Until 27 Aug 2023
Pelham Heath Limited (no longer appointed)
FRN 953194 · Appointed 18 Jun 2021 · Until 16 Aug 2023
Version two Media Ltd (no longer appointed)
FRN 952336 · Appointed 6 Jun 2021 · Until 16 Aug 2021
Lifecycle Marketing (Mother & Baby) Ltd (no longer appointed)
FRN 210848 · Appointed 18 Jun 2013 · Until 21 Aug 2013

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.