Neilson Financial Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
Insurance Admin

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Adrian Michael Bristow
IRN AMB01307
- CF29 Significant management (28 Sep 2017 to 3 Aug 2018)
- CF11 Money Laundering Reporting (28 Sep 2017 to 3 Aug 2018)
Alexander Thomas Anthony Jessop
IRN AXJ00090
- [FCA CF] Manager of certification employee (since 19 Jan 2026)
- [FCA CF] Significant management (since 19 Jan 2026)
Andrew Pendleton Drake
IRN AXD01103
- [FCA CF] Significant management (30 Jul 2025 to 13 Feb 2026)
Christopher Charles Dawson
IRN CXD00438
- SMF3 Executive Director (since 14 Mar 2023)
Claire King
IRN CXK00283
- [FCA CF] Significant management (since 11 Aug 2024)
Darryl Harnden
IRN DXH00833
- [FCA CF] Significant management (since 11 Aug 2024)
David Michael Rees
IRN DXR00300
- SMF3 Executive Director (since 10 Feb 2022)
David William Sutherland
IRN DWS01103
- CF1 Director (8 Sep 2015 to 30 Nov 2017)
Dominic Peter Grounsell
IRN DPG01084
- CF1 Director (15 Dec 2017 to 18 Sep 2018)
Elton Holmes
IRN EXH00349
- [FCA CF] Significant management (since 11 Aug 2024)

Smaller firms operating under this firm's FCA authorisation.

Consumer Genius Limited (no longer appointed)
FRN 979987 · Appointed 26 Apr 2023 · Until 27 Aug 2023
Pelham Heath Limited (no longer appointed)
FRN 953194 · Appointed 18 Jun 2021 · Until 16 Aug 2023
Version two Media Ltd (no longer appointed)
FRN 952336 · Appointed 6 Jun 2021 · Until 16 Aug 2021
Lifecycle Marketing (Mother & Baby) Ltd (no longer appointed)
FRN 210848 · Appointed 18 Jun 2013 · Until 21 Aug 2013

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.