This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Neil Gubbins Wealth Management Limited

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FRN: 416405
Last scraped: 6 hours ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

11

Hamilton Place

London

East Sussex

W1J 7DR

UNITED KINGDOM

Phone

+4402074951771

Web

https://www.sjp.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Colin Frederick Evans
IRN CFE01009
- (1)Employed By (11 Oct 2012 to 31 Dec 2012)
Leslie Neil Gubbins
IRN LNG00004
- (3)Employed By (8 Dec 2004 to 14 May 2018)
Rosaleen Mary Gubbins
IRN RMG01143
- (2)Employed By (24 May 2013 to 11 May 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.