Nedbank Private Wealth Limited

• Principal Place of Business

  Nedbank Private Wealth Limited

  Seventh Floor

  12 Arthur Street

  London

  City Of London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +442070023600

  Web

  http://www.nedbankprivatewealth.com

• Complaints Contact

  Nedbank Private Wealth Limited

  Seventh Floor

  12 Arthur Street

  London

  City Of London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +442070023600

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

• Manages Your Portfolio

  For Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Frank Alan Le Roex

  IRN FAL01014

  • CF2 Non Executive Director (31 Oct 2004 to 3 Mar 2005)
• Gavin Michael Cookman

  IRN GMC01113

  • CF2 Non Executive Director (6 Oct 2005 to 22 Mar 2006)
• Gavin Quiggin

  IRN GXQ00010

  • [FCA CF] Significant management (7 Mar 2016 to 22 May 2024)
• Georgios Latsis

  IRN GXL00316

  • [FCA CF] Client dealing (23 Sep 2024 to 22 Jul 2025)
• Gordon Crowe

  IRN GXC00504

  • [FCA CF] Significant management (25 Aug 2023 to 23 Jun 2025)
• Grace Eames

  IRN GXE00094

  • SMF7 Group Entity Senior Manager (29 Dec 2022 to 9 Apr 2023)
• Greg Smith

  IRN GXS00695

  • [FCA CF] Client dealing (3 Jun 2024 to 8 Sep 2025)
• Gregory Joseph Horton

  IRN GJH01138

  • CF21 Investment Adviser
  • CF27 Investment Management
  • SMF7 Group Entity Senior Manager (7 Mar 2016 to 20 Mar 2018)
  • CF30 Customer (8 Feb 2008 to 6 Mar 2016)
  • CF8 Apportionment and Oversight (8 Jan 2005 to 31 Mar 2009)
  • CF3 Chief Executive (8 Jan 2005 to 6 Mar 2016)
  • CF1 Director (8 Jan 2005 to 6 Mar 2016)
• Hasan Askari

  IRN HXA01104

  • CF2 Non Executive Director (6 Oct 2005 to 30 Jun 2009)
• Helen Anne Prince

  IRN HAP01029

  • SMF16 Compliance Oversight (7 Mar 2016 to 5 Jun 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 5 Jun 2019)
  • CF11 Money Laundering Reporting (3 Mar 2014 to 6 Mar 2016)
  • CF10 Compliance Oversight (3 Mar 2014 to 6 Mar 2016)

No changes recorded yet.