NCM Fund Services Limited

• Principal Place of Business

  Fourth Floor

  7 Castle Street

  Edinburgh

  EH2 3AH

  UNITED KINGDOM

  Phone

  +441316037020

  Web

  https://www.ncmfundservices.com

• Complaints Contact

  Fourth Floor

  7 Castle Street

  Edinburgh

  EH2 3AH

  UNITED KINGDOM

  Phone

  +441316037020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Slater

  IRN MXS03608

  • CF30 Customer (28 Jan 2015 to 4 Jun 2015)
• Michael Timothy Jones

  IRN MTJ01021

  • CF4 Partner (AR) (24 Nov 2016 to 30 Jun 2017)
• Mikael Sidney Johnsson

  IRN MSJ01070

  • CF1 Director (AR) (15 Dec 2016 to 16 Apr 2019)
  • CF30 Customer (15 Dec 2016 to 16 Apr 2019)
• Neale McCallum

  IRN NXM01558

  • CF30 Customer (10 Feb 2011 to 1 Mar 2012)
• Neil David Crabb

  IRN NDC01029

  • CF30 Customer (28 Apr 2014 to 30 Sep 2017)
• Patrice Coulon

  IRN PXC02368

  • CF2 Non Executive Director (AR) (11 Apr 2016 to 16 Jun 2017)
• Patrick Schneider-Sikorsky

  IRN PXS00466

  • SMF4 (AR) Partner function (3 May 2022 to 12 May 2022)
• Paul Julian Miller

  IRN PJM01544

  • CF1 Director (AR) (10 Feb 2017 to 30 Jun 2017)
  • CF30 Customer (10 Feb 2017 to 30 Jun 2017)
• Paul Scott Thomas

  IRN PST01029

  • CF4 Partner (AR) (1 Dec 2016 to 30 Jun 2017)
• Paul Timothy Fauset

  IRN PTF01031

  • CF4 Partner (AR) (13 Apr 2018 to 26 Oct 2022)
  • CF30 Customer (30 Mar 2018 to 26 Oct 2022)

• Fundamentum Property Advisers Limited

  FRN 805328 · Appointed 16 Mar 2023

• Elaghmore Advisor LLP

  FRN 758019 · Appointed 8 Sep 2016

• Liquid Venture Managers LLP (no longer appointed)

  FRN 966662 · Appointed 4 Jan 2022 · Until 4 Jul 2022

• Tynton Management Limited (no longer appointed)

  FRN 844574 · Appointed 21 Jun 2019 · Until 26 Oct 2020

• Palladian Investment Partners LLP (no longer appointed)

  FRN 828815 · Appointed 9 Apr 2019 · Until 2 Feb 2021

• Akero Capital Partners LLP (no longer appointed)

  FRN 804840 · Appointed 23 Mar 2018 · Until 26 Oct 2022

• Imbiba Growth LLP (no longer appointed)

  FRN 788010 · Appointed 1 Sep 2017 · Until 20 Dec 2018

• BGV Investment Management Limited (no longer appointed)

  FRN 770274 · Appointed 26 Jan 2017 · Until 30 Jun 2017

• OXX Limited (no longer appointed)

  FRN 766528 · Appointed 7 Dec 2016 · Until 17 Apr 2019

• Seraphim Space (Manager) LLP (no longer appointed)

  FRN 763050 · Appointed 28 Oct 2016 · Until 30 Jun 2017

No changes recorded yet.