NBS Underwriting Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Aine Kenna
IRN AXK00694
- SMF3 (AR) Executive Director function (27 Apr 2023 to 31 Dec 2023)
Andrew Lister
IRN AXL01694
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 11 Oct 2019)
- SMF3 (AR) Executive Director function (28 Apr 2023 to 31 Dec 2023)
- CF1 Director (2 Apr 2013 to 8 Dec 2019)
Christopher Lee-Smith
IRN CXL01501
- SMF3 Executive Director (9 Dec 2019 to 12 Feb 2025)
- CF1 Director (4 Dec 2019 to 8 Dec 2019)
Garth John Newboult
IRN GXN06320
- CF1 Director (16 Oct 2018 to 30 Oct 2018)
Neil Graham Klenk
IRN NGK01007
- Responsible for Insurance Distribution (1 Oct 2018 to 9 Oct 2019)
- Responsible for Insurance Mediation (2 Apr 2013 to 30 Sep 2018)
- CF1 Director (2 Apr 2013 to 9 Oct 2019)
Paul Bennett
IRN PXB02034
- SMF3 Executive Director (since 28 May 2020)
Rachel Oldroyd
IRN RXO88726
- SMF3 Executive Director (since 23 Oct 2020)
Ryan Christian Welch
IRN RCW01107
- CF1 Director (AR) (21 Sep 2018 to 30 Mar 2020)
Sara Jean Vierkant
IRN SXV00158
- SMF3 Executive Director (since 25 Jan 2025)
Stanley Alfred Kaznowski
IRN SAK01067
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (2 Apr 2013 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

NBS Commercial Limited (no longer appointed)
FRN 994757 · Appointed 13 Apr 2023 · Until 6 Feb 2024
Castle Agencies Limited (no longer appointed)
FRN 605732 · Appointed 31 May 2017 · Until 1 Apr 2020
Class Staff Absence Ltd (no longer appointed)
FRN 670303 · Appointed 28 Apr 2016 · Until 16 Oct 2019
Assurance Partnership First Services Limited (no longer appointed)
FRN 724677 · Appointed 6 Nov 2015 · Until 17 Mar 2017
Crixus (London) Limited (no longer appointed)
FRN 579801 · Appointed 9 Aug 2013 · Until 1 Sep 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.