Date authorised
1 June 2023
Companies House
BR023047
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, 70 St Mary Axe
    London
    EC3A 8BE
    UNITED KINGDOM
    Phone
    +16477467173
  • Complaints Contact

    3rd Floor, 70 St Mary Axe
    London
    EC3A 8BE
    UNITED KINGDOM
    Phone
    +16477467173

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Crawford

    IRN AXC25845

    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jun 2023 to 31 Dec 2023)
    • SMF19 Head of Overseas Branch/Head of Overseas (1 Jun 2023 to 31 Dec 2023)
    • SMF16 Compliance Oversight (1 Jun 2023 to 31 Dec 2023)
  • Bernt Åke Hellman

    IRN BKH00017

    • SMF19 Head of Overseas Branch/Head of Overseas (since 30 Oct 2024)
  • Danielle Lucy Champion

    IRN DLC01080

    • Responsible for Insurance Distribution (1 Jun 2023 to 21 Jul 2023)
    • SMF1 Chief Executive (1 Jun 2023 to 21 Jul 2023)
  • Lisa Gibbard

    IRN LXG84100

    • SMF1 Chief Executive (1 Sep 2023 to 11 Nov 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.