Date authorised
1 April 2013
Companies House
02797137
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite F103B First Floor
    Follaton House
    Plymouth Rd
    Totnes
    Devon
    TQ9 5EZ
    UNITED KINGDOM
    Phone
    +4401803864390
  • Complaints Contact

    Suite F103B First Floor
    Follaton House
    Plymouth Rd
    Totnes
    Devon
    TQ9 5EZ
    UNITED KINGDOM
    Phone
    +4401803864390

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Claire Elizabeth Humphreys

    IRN CXH00156

    • Responsible for Insurance Distribution (since 3 Nov 2022)
    • SMF3 Executive Director (since 2 Mar 2021)
  • David Robert Moore

    IRN DRM01205

    • SMF3 Executive Director (1 Dec 2022 to 4 Jan 2024)
  • Matthew Evan Criddle

    IRN MEC01077

    • SMF3 Executive Director (9 Dec 2019 to 27 Jul 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 27 Jul 2022)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Matthew Mervyn Pyke

    IRN MXP01502

    • SMF3 Executive Director (since 6 Oct 2022)
    • SMF9 Chair of the Governing Body (since 6 Oct 2022)
  • Matthew Osier Van Den Elst

    IRN MOV01000

    • SMF3 Executive Director (9 Dec 2019 to 27 Apr 2020)
    • CF1 Director (2 Dec 2014 to 8 Dec 2019)
  • Nina Wells

    IRN NXW00085

    • [PRA CF] Key function holder (since 31 Mar 2021)
  • Stephen Astley

    IRN SXA02416

    • SMF3 Executive Director (since 28 Sep 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.