Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
NatixisCannon Bridge House25 Dowgate HillLondonCity Of LondonEC4R 2YAUNITED KINGDOM- Phone
- +4402032169000
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Complaints Contact
NatixisCannon Bridge House25 Dowgate HillLondonCity Of LondonEC4R 2YAUNITED KINGDOM- Phone
- +442032169000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Austin Glenn Quick
IRN AGQ01002
- CF30 Customer (29 Oct 2014 to 6 Mar 2016)
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Axel Bernd Schubert
IRN ABS01030
- CF30 Customer (12 Mar 2008 to 30 Jan 2009)
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Axel Christian Lezius
IRN AXL42617
- [FCA CF] Manager of certification employee (7 Dec 2017 to 1 Jul 2020)
- [FCA CF] Client dealing (7 Dec 2017 to 1 Jul 2020)
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Axel Jerome Marie Andre Richer
IRN AJR01221
- CF21 Investment Adviser (30 May 2002 to 30 Jun 2005)
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Aydin Akkaya
IRN AXA01006
- [FCA CF] Client dealing (since 19 Jan 2024)
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Aymeric Jean Daniel Mourrain
IRN AXM55934
- [FCA CF] Functions requiring qualifications (5 Jun 2017 to 1 Nov 2019)
- [FCA CF] Client dealing (5 Jun 2017 to 1 Nov 2019)
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Baladhanush Barathan
IRN BXB00310
- [PRA CF] Significant risk taker or Material risk taker (2 May 2023 to 3 May 2023)
- [FCA CF] Client dealing (2 May 2023 to 20 Dec 2024)
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Baptiste Andre Claude Flais
IRN BAF01040
- [FCA CF] Client dealing (7 Mar 2016 to 26 Feb 2021)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 26 Feb 2021)
- CF30 Customer (28 Jan 2014 to 6 Mar 2016)
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Baptiste Benoit Marie Nenert
IRN BXN34782
- [PRA CF] Significant risk taker or Material risk taker (28 May 2021 to 22 Oct 2021)
- [FCA CF] Material risk taker (31 May 2017 to 28 May 2021)
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Baptiste Eric Josi
IRN BXJ55942
- [FCA CF] Functions requiring qualifications (3 Jul 2017 to 5 Mar 2020)
- [FCA CF] Client dealing (3 Jul 2017 to 5 Mar 2020)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Mar 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.