Nationwide Building Society

• Principal Place of Business

  Nationwide House

  Pipers Way

  Swindon

  Wiltshire

  SN38 1NW

  UNITED KINGDOM

  Phone

  +443457302011

  Web

  https://www.nationwide.co.uk

• Complaints Contact

  Nationwide House

  Pipers Way

  Swindon

  Wiltshire

  SN38 1NW

  UNITED KINGDOM

  Phone

  +443457302011

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Carole Temple

  IRN CXT85010

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 Oct 2021)
• Caroline Amanda Gregg

  IRN CAH01143

  • CF30 Customer (1 Nov 2007 to 2 Dec 2011)
  • CF21 Investment Adviser (21 Feb 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (10 Jun 2004 to 21 Feb 2006)
• Caroline Anne Tait

  IRN CAT01058

  • CF30 Customer (10 Aug 2011 to 16 Oct 2012)
• Caroline Botley

  IRN CXB00008

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2024)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (17 Jul 2006 to 31 Oct 2007)
• Caroline Emma Allen

  IRN CEA01037

  • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Jan 2021)
  • CF30 Customer (1 Nov 2007 to 21 Oct 2013)
  • CF22 Investment Adviser (Trainee) (29 May 2007 to 31 Oct 2007)
• Caroline Fell

  IRN CXF86001

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 16 May 2017)
• Caroline Jane Kingston

  IRN CJK01058

  • CF21 Investment Adviser (6 Jun 2007 to 7 Sep 2007)
  • CF22 Investment Adviser (Trainee) (18 May 2005 to 6 Jun 2007)
• Caroline Jane Wienholt

  IRN CJW01256

  • CF30 Customer (1 Nov 2007 to 24 Nov 2008)
  • CF22 Investment Adviser (Trainee) (1 May 2007 to 31 Oct 2007)
• Caroline Louise Foot

  IRN CLF01036

  • [FCA CF] Manager of certification employee (7 Mar 2016 to 27 May 2023)
  • CF30 Customer (1 Nov 2007 to 15 Feb 2013)
  • CF21 Investment Adviser (14 Sep 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (21 Feb 2005 to 14 Sep 2006)
• Caroline Louise Rovira

  IRN CXR85672

  • [FCA CF] Functions requiring qualifications (3 Apr 2018 to 21 Aug 2021)

• Bishop & Company (MSN) Limited (no longer appointed)

  FRN 409493 · Appointed 28 Feb 2008 · Until 31 Dec 2010

• Robertson Thomas Estate Agents (no longer appointed)

  FRN 479005 · Appointed 13 Feb 2008 · Until 28 Apr 2010

• Daniel Henry (Limavady) Ltd (no longer appointed)

  FRN 476010 · Appointed 30 Nov 2007 · Until 31 Dec 2010

• H & H Services (no longer appointed)

  FRN 475369 · Appointed 19 Nov 2007 · Until 31 Dec 2010

• Martyn Coombes (no longer appointed)

  FRN 475367 · Appointed 19 Nov 2007 · Until 31 Dec 2010

• Zenith Financial Planning (no longer appointed)

  FRN 475025 · Appointed 9 Nov 2007 · Until 31 Dec 2010

• Hunters Estate Agents Ltd (no longer appointed)

  FRN 475026 · Appointed 9 Nov 2007 · Until 30 Apr 2010

• Andrew Grant LLP (no longer appointed)

  FRN 473061 · Appointed 24 Sep 2007 · Until 31 Dec 2010

• Modern Homeloans Ltd (no longer appointed)

  FRN 405951 · Appointed 18 Sep 2007 · Until 31 Dec 2010

• Ellis Winters Ltd (no longer appointed)

  FRN 471828 · Appointed 17 Aug 2007 · Until 30 Oct 2009

No changes recorded yet.