NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)

• Principal Place of Business

  Tiddington Road

  -

  Stratford-upon-Avon

  Warwickshire

  CV37 7BJ

  UNITED KINGDOM

  Phone

  +441789204211

  Web

  https://www.nfumutual.co.uk

• Complaints Contact

  Tiddington Road

  -

  Stratford-upon-Avon

  Warwickshire

  CV37 7BJ

  UNITED KINGDOM

  Phone

  +441789204211

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Runs Stakeholder Pensions

  For Professional, Retail (Investment)

• Runs Personal Pensions

  For Professional, Retail (Investment)

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Garry Lee Penfold

  IRN GLP01023

  • CF30 Customer (23 Jun 2011 to 31 Jul 2016)
• Garry Robert MacLean

  IRN GRM01155

  • CF4 Partner (AR) (since 31 May 2017)
• Garry Ronald Scott

  IRN GRS01141

  • CF4 Partner (AR) (1 Jul 2008 to 2 Oct 2015)
• Gary Andrew Joynes

  IRN GAJ01026

  • CF22 Investment Adviser (Trainee) (2 Oct 2002 to 1 Dec 2003)
• Gary Anthony Carson

  IRN GAC00013

  • CF30 Customer (1 Nov 2007 to 1 Jul 2010)
  • CF22 Investment Adviser (Trainee) (7 Jul 2004 to 26 Aug 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 16 Feb 2004)
• Gary Bayliss

  IRN GXB00113

  • CF22 Investment Adviser (Trainee) (4 Oct 2004 to 4 Oct 2004)
• Gary Clifton

  IRN GXC02091

  • CF4 Partner (AR) (10 Jun 2016 to 26 Apr 2021)
• Gary George Thomson

  IRN GXT00221

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2026)
  • [FCA CF] Material risk taker (since 1 Apr 2026)
  • [FCA CF] Significant management (since 3 May 2023)
• Gary James Stewart

  IRN GJS01095

  • CF24 Pension Transfer Specialist (2 Jan 2004 to 1 Jun 2005)
  • CF13 Finance (1 Dec 2001 to 1 Jun 2005)
• Gary John Coogan

  IRN GJC01144

  • CF30 Customer (1 Nov 2007 to 31 Jul 2016)
  • CF22 Investment Adviser (Trainee) (30 Apr 2007 to 31 Oct 2007)

• N C Savage, A E M Walker & D M Calver

  FRN 480795 · Appointed 26 Mar 2008 · Tied agent

• H Merrins & B F Filmer

  FRN 475994 · Appointed 1 Dec 2007 · Tied agent

• R W Beaty & H Broughton

  FRN 475951 · Appointed 30 Nov 2007 · Tied agent

• S D Cross & V L Main

  FRN 473107 · Appointed 25 Sep 2007 · Tied agent

• L Blackwood, C P Haran, A P L White & W M Goldie

  FRN 467567 · Appointed 4 May 2007 · Tied agent

• H Maybin, A H Finlay, R H McMullan, L M McNeilly & D Black

  FRN 464329 · Appointed 22 Feb 2007 · Tied agent

• F C Thorogood, S Williams, R Taylor & J Harvey

  FRN 463712 · Appointed 8 Feb 2007 · Tied agent

• A J A Posnett, L R Spooner & J H Gold

  FRN 462776 · Appointed 22 Jan 2007 · Tied agent

• G L Griffiths & A J Wilks

  FRN 455426 · Appointed 2 Aug 2006 · Tied agent

• S Morrall & C M Dicks

  FRN 402955 · Appointed 14 Jan 2005

No changes recorded yet.