NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)

Date authorised
1 April 2013
Companies House
00111982
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tiddington Road
    -
    Stratford-upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +441789204211
    Web
    https://www.nfumutual.co.uk

  • Complaints Contact

    Tiddington Road
    -
    Stratford-upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +441789204211

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

  • Runs Stakeholder Pensions

    For Professional, Retail (Investment)

  • Runs Personal Pensions

    For Professional, Retail (Investment)

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lindsay Neil Sinclair

    IRN LNS01011

    • (1458)SMF1 Chief Executive (10 Dec 2018 to 31 Mar 2021)
    • (1457)SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • (1460)CF3 Chief Executive (23 Oct 2008 to 6 Mar 2016)
    • (1459)CF8 Apportionment and Oversight (23 Oct 2008 to 6 Mar 2016)
    • (1461)CF1 Director (1 Aug 2008 to 9 Dec 2018)
  • Lindsey-Anne Murfin

    IRN LXM02025

    • (784)CF4 Partner (AR) (21 Feb 2017 to 17 Aug 2023)
  • Linzie-Marie Penn

    IRN LXM01730

    • (238)CF4 Partner (AR) (since 10 Sep 2013)
  • Lisa Anne Vaughan

    IRN LAV01004

    • (1410)CF30 Customer (26 Jan 2011 to 14 Nov 2014)
  • Lisa Frances Shepherd

    IRN LFS01023

    • (1381)CF30 Customer (24 Mar 2014 to 31 Jul 2016)
  • Lisa Jordan

    IRN LXJ77043

    • (1306)[FCA CF] Functions requiring qualifications (10 Dec 2018 to 19 Apr 2026)
  • Lona Medi Davies

    IRN LMD01064

    • (376)CF4 Partner (AR) (since 18 Sep 2014)
  • Lorna Jayne Pledger

    IRN LJS01154

    • (381)CF4 Partner (AR) (since 1 Aug 2014)
  • Lorrayne Yvette Blomfield

    IRN LYB01009

    • (836)CF4 Partner (AR) (24 Sep 2010 to 1 Oct 2022)
  • Louise Ann Margaret Bourke

    IRN LAB01163

    • (48)CF4 Partner (AR) (since 3 May 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • G.A. Blair (no longer appointed)

    FRN 401997 · Appointed 14 Jan 2005 · Until 1 Sep 2007

  • Gary J Pope (no longer appointed)

    FRN 407982 · Appointed 14 Jan 2005 · Until 31 Jan 2023

  • Greig Brownlee (no longer appointed)

    FRN 402004 · Appointed 14 Jan 2005 · Until 14 Jan 2005

  • H Maybin & L M McNeilly (no longer appointed)

    FRN 407683 · Appointed 14 Jan 2005 · Until 26 Oct 2020

  • Hannah M Cains (no longer appointed)

    FRN 407868 · Appointed 14 Jan 2005 · Until 1 Feb 2018

  • Heather W Holgate (no longer appointed)

    FRN 417752 · Appointed 14 Jan 2005 · Until 18 Dec 2024

  • Heather Winifred Holgate (no longer appointed)

    FRN 418151 · Appointed 14 Jan 2005 · Until 21 Jun 2016

  • Helen M Clarke (no longer appointed)

    FRN 401995 · Appointed 14 Jan 2005 · Until 30 Jun 2017

  • Heydon & Tatlow (no longer appointed)

    FRN 407718 · Appointed 14 Jan 2005 · Until 31 Dec 2008

  • I Macquire (no longer appointed)

    FRN 416719 · Appointed 14 Jan 2005 · Until 30 Apr 2010

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: NFU Mutual Insurance Society Limited

  2. controlled function added: (628)SMF14 Senior Independent Director

  3. controlled function added: (627)SMF12 Chair of the Remuneration Committee

  4. controlled function added: (626)SMF15 Chair of With Profits Committee

  5. controlled function added: (625)SMF16 Compliance Oversight

  6. controlled function added: (624)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (623)SMF9 Chair of the Governing Body

  8. controlled function added: (622)[FCA CF] Material risk taker

  9. controlled function added: (621)[PRA CF] Significant risk taker or Material risk taker

  10. controlled function added: (620)[FCA CF] Manager of certification employee

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