NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
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Complaints Contact
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
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- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
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Stockbroking
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
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Runs Stakeholder Pensions
For Professional, Retail (Investment)
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Runs Personal Pensions
For Professional, Retail (Investment)
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Linda Margaret Bealey
IRN LMB01101
- CF4 Partner (AR) (14 Jan 2005 to 29 Nov 2009)
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Linda Mary McNeilly
IRN LXM13844
- CF4 Partner (AR) (since 13 Apr 2019)
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Lindsay Bray
IRN LXB01745
- CF4 Partner (AR) (18 Nov 2014 to 21 Mar 2022)
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Lindsay John Gliddon
IRN LJG00021
- CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2002)
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Lindsay Neil Sinclair
IRN LNS01011
- SMF1 Chief Executive (10 Dec 2018 to 31 Mar 2021)
- SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
- CF8 Apportionment and Oversight (23 Oct 2008 to 6 Mar 2016)
- CF3 Chief Executive (23 Oct 2008 to 6 Mar 2016)
- CF1 Director (1 Aug 2008 to 9 Dec 2018)
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Lindsey-Anne Murfin
IRN LXM02025
- CF4 Partner (AR) (21 Feb 2017 to 17 Aug 2023)
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Linzie-Marie Penn
IRN LXM01730
- CF4 Partner (AR) (since 10 Sep 2013)
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Lisa Anne Vaughan
IRN LAV01004
- CF30 Customer (26 Jan 2011 to 14 Nov 2014)
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Lisa Frances Shepherd
IRN LFS01023
- CF30 Customer (24 Mar 2014 to 31 Jul 2016)
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Lisa Jordan
IRN LXJ77043
- 17. Administrative functions in relation to managing investments
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 16. Safeguarding and administering investments or holding client money
- [FCA CF] Functions requiring qualifications (since 10 Dec 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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J H Hardman & A L Riley
FRN 785920 · Appointed 3 Aug 2017 · Tied agent
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B L Williams, G C White & S M Heard
FRN 785513 · Appointed 31 Jul 2017 · Tied agent
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H E Dorling & D M Thornton
FRN 783086 · Appointed 30 Jun 2017 · Tied agent
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Alan R Bugler
FRN 768777 · Appointed 6 Jan 2017 · Tied agent
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C A Modi & M S Baker
FRN 745377 · Appointed 27 Apr 2016 · Tied agent
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S L Latter, N T Morgan, J M Matthews & M D Shepherd
FRN 727108 · Appointed 27 Nov 2015
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J F Fotherby & J A Hogg
FRN 718595 · Appointed 29 Sep 2015
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A J Cuthbertson, C M S Gilson, E L Mitchell & C R Coatsworth
FRN 713511 · Appointed 11 Aug 2015
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Alastair McAloon
FRN 713085 · Appointed 6 Aug 2015 · Tied agent
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P J Randerson, E J Mills, M J Potter, T N Pow & J R Maxwell
FRN 709908 · Appointed 10 Jul 2015
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.