NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)

• Principal Place of Business

  Tiddington Road

  -

  Stratford-upon-Avon

  Warwickshire

  CV37 7BJ

  UNITED KINGDOM

  Phone

  +441789204211

  Web

  https://www.nfumutual.co.uk

• Complaints Contact

  Tiddington Road

  -

  Stratford-upon-Avon

  Warwickshire

  CV37 7BJ

  UNITED KINGDOM

  Phone

  +441789204211

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Runs Stakeholder Pensions

  For Professional, Retail (Investment)

• Runs Personal Pensions

  For Professional, Retail (Investment)

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Chatan Arvind Modi

  IRN CAM01213

  • CF4 Partner (AR) (since 1 Jun 2018)
  • CF30 Customer (1 Nov 2007 to 1 Jun 2012)
  • CF21 Investment Adviser (22 Oct 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (4 Jan 2007 to 22 Oct 2007)
• Cheryl Valter

  IRN CPP01030

  • CF4 Partner (AR) (since 14 Jan 2005)
• Christian Henry Ford

  IRN CHF01025

  • CF4 Partner (AR) (since 29 Mar 2016)
• Christian James Dyer

  IRN CJD01116

  • CF22 Investment Adviser (Trainee) (25 Nov 2002 to 26 Nov 2004)
• Christian John Davies

  IRN CJD01129

  • CF4 Partner (AR) (since 14 Jan 2005)
• Christina Wicks

  IRN CXW00234

  • [FCA CF] Manager of certification employee (31 Oct 2022 to 7 Apr 2026)
• Christopher Boothby

  IRN CXB00066

  • CF21 Investment Adviser (1 Dec 2001 to 4 Jun 2002)
• Christopher Dale

  IRN CXD01964

  • CF4 Partner (AR) (since 7 Feb 2018)
• Christopher David Mould

  IRN CXM02107

  • CF4 Partner (AR) (since 6 Feb 2019)
• Christopher David Tasker

  IRN CDT01037

  • CF4 Partner (AR) (14 Jan 2005 to 7 Aug 2009)

• D James, M J Welton, A C Price, J P Bird & G J Wheatley

  FRN 401965 · Appointed 14 Jan 2005 · Tied agent

• M A Fuller & A J Wilson

  FRN 417770 · Appointed 14 Jan 2005 · Tied agent

• M A Roberts, H J Williams & A D Jones

  FRN 407723 · Appointed 14 Jan 2005 · Tied agent

• M D Jeal, D J Jones, J M Cosker & C E Mortimer

  FRN 407682 · Appointed 14 Jan 2005 · Tied agent

• J E Prewett, C D Mould & A L Tiley

  FRN 418170 · Appointed 14 Jan 2005 · Tied agent

• M J Chicken, D Macnaughton & H T J Jolly

  FRN 401973 · Appointed 14 Jan 2005 · Tied agent

• D A Lyle & I M Logan

  FRN 407679 · Appointed 14 Jan 2005 · Tied agent

• M J Uren & P J C Galloway

  FRN 407923 · Appointed 14 Jan 2005 · Tied agent

• A S Moss, G R Kennedy & H Duxbury

  FRN 407724 · Appointed 14 Jan 2005 · Tied agent

• J E Oliver, A J Lovelock & J Rigby

  FRN 407946 · Appointed 14 Jan 2005

No changes recorded yet.