NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)

Date authorised
1 April 2013
Companies House
00111982
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tiddington Road
    -
    Stratford-upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +441789204211
    Web
    https://www.nfumutual.co.uk

  • Complaints Contact

    Tiddington Road
    -
    Stratford-upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +441789204211

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

  • Runs Stakeholder Pensions

    For Professional, Retail (Investment)

  • Runs Personal Pensions

    For Professional, Retail (Investment)

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shona Mairi Duncan

    IRN SMD01100

    • (163)CF4 Partner (AR) (14 Jan 2005 to 30 Jun 2008)
  • Sian Childs

    IRN SXC77047

    • (1277)[FCA CF] Manager of certification employee (10 Dec 2018 to 31 Dec 2022)
  • Sian Elizabeth Brown

    IRN SXB07753

    • (35)CF4 Partner (AR) (since 1 Nov 2018)
  • Sian Johns

    IRN SXJ00490

    • (522)[FCA CF] Material risk taker (since 1 Apr 2026)
    • (521)[PRA CF] Significant risk taker or Material risk taker (since 1 May 2024)
  • Sian Roberts

    IRN SXR01505

    • (50)CF4 Partner (AR) (14 Jan 2005 to 4 Jan 2007)
  • Sian Williams

    IRN SXW02299

    • (64)CF4 Partner (AR) (since 4 Sep 2017)
  • Sidney Philip Gibson

    IRN SPG01070

    • (575)CF29 Significant management (1 Nov 2007 to 2 Jan 2008)
    • (576)CF18 Significant Mgt (Insurance Underwriting) (1 Dec 2001 to 31 Oct 2007)
  • Simon Alfred Gooding

    IRN SXG00338

    • (1060)CF4 Partner (AR) (11 May 2021 to 1 Jun 2021)
  • Simon Bates

    IRN SXB02036

    • (170)CF4 Partner (AR) (since 19 May 2006)
  • Simon Carl Jones

    IRN SCJ01046

    • (136)CF4 Partner (AR) (since 18 Nov 2015)
    • (885)CF4 Partner (AR) (18 Jun 2009 to 18 Jun 2009)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Tom M Roden (no longer appointed)

    FRN 725698 · Appointed 16 Nov 2015 · Until 18 Feb 2022

  • Clare J Pybus (no longer appointed)

    FRN 720233 · Appointed 13 Oct 2015 · Until 1 Feb 2022

  • D.R. Kivell & Partners (no longer appointed)

    FRN 713007 · Appointed 5 Aug 2015 · Until 3 Jul 2018

  • Brian A. Todd & Co. (no longer appointed)

    FRN 711224 · Appointed 23 Jul 2015 · Until 1 Dec 2017

  • Karen Smeed (no longer appointed)

    FRN 661235 · Appointed 19 Dec 2014 · Until 15 May 2018

  • John W Heather (no longer appointed)

    FRN 625837 · Appointed 17 Jun 2014 · Until 1 Mar 2020

  • C James & N E Dennison (no longer appointed)

    FRN 611297 · Appointed 5 Dec 2013 · Until 29 Mar 2017

  • J E Frost & S C Jones (no longer appointed)

    FRN 609845 · Appointed 7 Nov 2013 · Until 1 Apr 2023

  • Jonathan P Bird (no longer appointed)

    FRN 607647 · Appointed 23 Sep 2013 · Until 5 Jul 2021

  • Robert I Thomas (no longer appointed)

    FRN 565392 · Appointed 27 Sep 2011 · Until 24 Jan 2020

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (559)[FCA CF] Material risk taker

  2. controlled function added: (558)[PRA CF] Significant risk taker or Material risk taker

  3. controlled function added: (557)[FCA CF] Significant management

  4. controlled function added: (556)[FCA CF] Material risk taker

  5. controlled function added: (555)[PRA CF] Significant risk taker or Material risk taker

  6. controlled function added: (554)[FCA CF] Material risk taker

  7. controlled function added: (553)[PRA CF] Significant risk taker or Material risk taker

  8. controlled function added: (552)[FCA CF] Material risk taker

  9. controlled function added: (551)[PRA CF] Significant risk taker or Material risk taker

  10. controlled function added: (550)[FCA CF] Material risk taker

Show more