NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)

Date authorised
1 April 2013
Companies House
00111982
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tiddington Road
    -
    Stratford-upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +441789204211
    Web
    https://www.nfumutual.co.uk

  • Complaints Contact

    Tiddington Road
    -
    Stratford-upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +441789204211

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

  • Runs Stakeholder Pensions

    For Professional, Retail (Investment)

  • Runs Personal Pensions

    For Professional, Retail (Investment)

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lindsay Neil Sinclair

    IRN LNS01011

    • (1458)SMF1 Chief Executive (10 Dec 2018 to 31 Mar 2021)
    • (1457)SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • (1460)CF3 Chief Executive (23 Oct 2008 to 6 Mar 2016)
    • (1459)CF8 Apportionment and Oversight (23 Oct 2008 to 6 Mar 2016)
    • (1461)CF1 Director (1 Aug 2008 to 9 Dec 2018)
  • Lindsey-Anne Murfin

    IRN LXM02025

    • (784)CF4 Partner (AR) (21 Feb 2017 to 17 Aug 2023)
  • Linzie-Marie Penn

    IRN LXM01730

    • (238)CF4 Partner (AR) (since 10 Sep 2013)
  • Lisa Anne Vaughan

    IRN LAV01004

    • (1410)CF30 Customer (26 Jan 2011 to 14 Nov 2014)
  • Lisa Frances Shepherd

    IRN LFS01023

    • (1381)CF30 Customer (24 Mar 2014 to 31 Jul 2016)
  • Lisa Jordan

    IRN LXJ77043

    • (1306)[FCA CF] Functions requiring qualifications (10 Dec 2018 to 19 Apr 2026)
  • Lona Medi Davies

    IRN LMD01064

    • (376)CF4 Partner (AR) (since 18 Sep 2014)
  • Lorna Jayne Pledger

    IRN LJS01154

    • (381)CF4 Partner (AR) (since 1 Aug 2014)
  • Lorrayne Yvette Blomfield

    IRN LYB01009

    • (836)CF4 Partner (AR) (24 Sep 2010 to 1 Oct 2022)
  • Louise Ann Margaret Bourke

    IRN LAB01163

    • (48)CF4 Partner (AR) (since 3 May 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • D.A.P. Stenning (no longer appointed)

    FRN 407872 · Appointed 14 Jan 2005 · Until 31 May 2006

  • D.G. Jones (no longer appointed)

    FRN 416703 · Appointed 14 Jan 2005 · Until 1 Apr 2005

  • D.P. Williams (no longer appointed)

    FRN 402919 · Appointed 14 Jan 2005 · Until 31 Aug 2011

  • D.Rendall (no longer appointed)

    FRN 407924 · Appointed 14 Jan 2005 · Until 21 Jun 2016

  • D.Whitehouse (no longer appointed)

    FRN 402932 · Appointed 14 Jan 2005 · Until 1 Sep 2010

  • Daniel Patrick O'Shea (no longer appointed)

    FRN 416731 · Appointed 14 Jan 2005 · Until 28 Feb 2013

  • David C Grainge (no longer appointed)

    FRN 402936 · Appointed 14 Jan 2005 · Until 1 May 2021

  • David W Murchie (no longer appointed)

    FRN 403602 · Appointed 14 Jan 2005 · Until 14 Mar 2023

  • Dylan Wyn Williams (no longer appointed)

    FRN 416701 · Appointed 14 Jan 2005 · Until 30 Apr 2015

  • E A Murdoch (no longer appointed)

    FRN 416867 · Appointed 14 Jan 2005 · Until 22 Feb 2015

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (579)[FCA CF] Significant management

  2. controlled function added: (578)[FCA CF] Material risk taker

  3. controlled function added: (577)[PRA CF] Significant risk taker or Material risk taker

  4. controlled function added: (576)[FCA CF] Material risk taker

  5. controlled function added: (575)[PRA CF] Significant risk taker or Material risk taker

  6. controlled function added: (574)[FCA CF] Significant management

  7. controlled function added: (573)[FCA CF] Material risk taker

  8. controlled function added: (572)[PRA CF] Significant risk taker or Material risk taker

  9. controlled function added: (571)[FCA CF] Significant management

  10. controlled function added: (570)[FCA CF] Material risk taker

Show more