NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
-
Complaints Contact
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
-
P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
-
Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Manages Insurance Policies
For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
-
Stockbroking
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
-
Issues Insurance
For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
-
Runs Stakeholder Pensions
For Professional, Retail (Investment)
-
Runs Personal Pensions
For Professional, Retail (Investment)
-
Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Robert Michael Cooper
IRN RMC01100
- (1182)CF30 Customer (1 Nov 2007 to 31 Jul 2016)
- (1184)CF21 Investment Adviser (1 Jul 2003 to 31 Oct 2007)
- (1183)CF22 Investment Adviser (Trainee) (4 Nov 2002 to 1 Jul 2003)
-
Robert Newton
IRN RXN01050
- (148)CF1 Director (AR) (15 Mar 2005 to 31 Mar 2006)
- (146)Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2006)
- (149)CF1 Director (1 Jan 2003 to 31 Mar 2006)
- (147)CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 1 Feb 2005)
-
Robert Oliver Bayston
IRN ROB01019
- (44)CF4 Partner (AR) (since 1 Jun 2018)
-
Robert Taylor
IRN RXT01556
- (195)CF4 Partner (AR) (since 7 Mar 2013)
-
Robert Torrance
IRN RXT77054
- (314)[FCA CF] Significant management (10 Dec 2018 to 31 Mar 2019)
- (313)[PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Mar 2019)
-
Robert Vernon Brooks
IRN RVB01011
- (837)CF4 Partner (AR) (14 Jan 2005 to 1 Feb 2022)
-
Robert William Beaty
IRN RWB01140
- (183)CF4 Partner (AR) (since 21 Apr 2010)
-
Robin Anderson
IRN RXA01293
- (31)CF4 Partner (AR) (14 Jan 2005 to 27 Sep 2013)
-
Rodney Christopher Rankin
IRN RCR01061
- (448)CF4 Partner (AR) (4 May 2011 to 8 Jan 2016)
-
Rodney Ian Coward
IRN RIC01040
- (62)CF4 Partner (AR) (14 Jan 2005 to 18 Nov 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
J H Hardman & A L Riley
FRN 785920 · Appointed 3 Aug 2017
-
B L Williams, G C White & S M Heard
FRN 785513 · Appointed 31 Jul 2017
-
H E Dorling & D M Thornton
FRN 783086 · Appointed 30 Jun 2017
-
Alan R Bugler
FRN 768777 · Appointed 6 Jan 2017
-
C A Modi & M S Baker
FRN 745377 · Appointed 27 Apr 2016
-
S L Latter, N T Morgan, J M Matthews & M D Shepherd
FRN 727108 · Appointed 27 Nov 2015
-
J F Fotherby & J A Hogg
FRN 718595 · Appointed 29 Sep 2015
-
A J Cuthbertson, C M S Gilson, E L Mitchell & C R Coatsworth
FRN 713511 · Appointed 11 Aug 2015
-
Alastair McAloon
FRN 713085 · Appointed 6 Aug 2015
-
P J Randerson, E J Mills, M J Potter, T N Pow & J R Maxwell
FRN 709908 · Appointed 10 Jul 2015
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (579)[FCA CF] Significant management
-
controlled function added: (578)[FCA CF] Material risk taker
-
controlled function added: (577)[PRA CF] Significant risk taker or Material risk taker
-
controlled function added: (576)[FCA CF] Material risk taker
-
controlled function added: (575)[PRA CF] Significant risk taker or Material risk taker
-
controlled function added: (574)[FCA CF] Significant management
-
controlled function added: (573)[FCA CF] Material risk taker
-
controlled function added: (572)[PRA CF] Significant risk taker or Material risk taker
-
controlled function added: (571)[FCA CF] Significant management
-
controlled function added: (570)[FCA CF] Material risk taker