NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
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Complaints Contact
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
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Stockbroking
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
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Runs Stakeholder Pensions
For Professional, Retail (Investment)
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Runs Personal Pensions
For Professional, Retail (Investment)
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Roger David Willmott
IRN RDW01090
- (321)CF4 Partner (AR) (since 23 Jan 2008)
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Roger John Campion
IRN RJC01299
- (527)CF4 Partner (AR) (30 Apr 2007 to 30 Nov 2019)
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Roger John Morris Williams
IRN RJW01209
- (753)CF28 Systems and controls (1 Nov 2007 to 1 Feb 2008)
- (754)CF14 Risk Assessment (2 Mar 2005 to 31 Oct 2007)
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Roger Victor John Cadbury
IRN RVC01008
- (139)CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2002)
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Rognvald Bullen
IRN RXB00073
- (95)CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2001)
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Rolf Paul Wilson
IRN RPW01034
- (391)CF29 Significant management (24 Feb 2010 to 7 May 2017)
- (393)CF17 Significant Mgt (Other Business Operations) (10 Nov 2005 to 20 Apr 2006)
- (394)CF1 Director (AR) (15 Mar 2005 to 1 May 2007)
- (392)CF20 Significant Mgt (Settlements) (27 May 2003 to 20 Apr 2006)
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Rollo Crispin Gillespie Parsons
IRN RCP01090
- (1456)CF4 Partner (AR) (22 Jan 2013 to 28 Feb 2014)
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Ronald James Mercer
IRN RJM01404
- (838)CF4 Partner (AR) (15 May 2007 to 1 May 2023)
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Ronnie Steven Neale
IRN RSN01029
- (60)CF4 Partner (AR) (since 11 Nov 2017)
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Rory Alan Ronald Murray
IRN RAM01269
- (230)CF4 Partner (AR) (since 13 Dec 2012)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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S L Harris & F J Sinclair
FRN 1018632 · Appointed 24 Sep 2024
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J Parnell & N J Cooper
FRN 1008241 · Appointed 11 Mar 2024
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M Simpson & S M Davies
FRN 1006596 · Appointed 30 Jan 2024
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D O Briley, T H D Traish, T R Soanes & M R Del Monaco
FRN 1004244 · Appointed 24 Nov 2023
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K Woodcock, C A Abbott & E W M Jones
FRN 966718 · Appointed 5 Jan 2022
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P A Macauley & R G Kernohan
FRN 937292 · Appointed 28 Oct 2020
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A Richardson & N W J Vagges
FRN 918863 · Appointed 2 Jan 2020
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D M Probert, J E Swinnerton & H M Cains
FRN 816047 · Appointed 10 Aug 2018
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L S P Thomas & H S G Seccombe
FRN 795086 · Appointed 27 Nov 2017
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M E Hebbourn, K E Neill & M A J Robb
FRN 788156 · Appointed 4 Sep 2017
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (589)[FCA CF] Material risk taker
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controlled function added: (588)[PRA CF] Significant risk taker or Material risk taker
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controlled function added: (587)SMF20 Chief Actuary
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controlled function added: (586)SMF3 Executive Director
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controlled function added: (585)Responsible for Insurance Distribution
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controlled function added: (584)[FCA CF] Material risk taker
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controlled function added: (583)[PRA CF] Significant risk taker or Material risk taker
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controlled function added: (582)[FCA CF] Significant management
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controlled function added: (581)[FCA CF] Material risk taker
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controlled function added: (580)[PRA CF] Significant risk taker or Material risk taker