Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
-
Complaints Contact
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
-
P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
-
Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
-
Manages Insurance Policies
For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Assistance, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
-
Stockbroking
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Life Policy, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
-
Issues Insurance
For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Assistance, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
-
Runs Stakeholder Pensions
For Retail (Investment), Professional
-
Runs Personal Pensions
For Retail (Investment), Professional
-
Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Holds Your Assets
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Rebecca Jane Bridget Gayne
IRN RJG01275
- (799)CF4 Partner (AR) (22 Feb 2016 to 1 Nov 2023)
-
Rebecca Jane Filtness
IRN RJF01199
- (788)CF4 Partner (AR) (5 Jul 2017 to 6 Feb 2021)
-
Rebecca Jane Stevens
IRN RJS01311
- (232)CF4 Partner (AR) (since 14 Jan 2005)
-
Rebecca Jayne Henderson
IRN RJH01385
- (670)CF4 Partner (AR) (16 Jan 2007 to 27 Apr 2009)
-
Rebecca Joanne Millard
IRN RJM01398
- (221)CF4 Partner (AR) (since 1 Jan 2007)
-
Rebecca Marie Collen
IRN RXC08156
- (34)CF4 Partner (AR) (since 9 Nov 2018)
-
Rebecca Richards
IRN RXR00111
- (988)CF4 Partner (AR) (23 Mar 2021 to 18 Jun 2023)
-
Reginald George Rew
IRN RGR01033
- (213)CF4 Partner (AR) (since 14 Jan 2005)
-
Rhona Young Millar
IRN RYM01008
- (329)CF4 Partner (AR) (7 Aug 2015 to 24 Feb 2017)
-
Rhys Mathew Davies
IRN RMD01102
- (203)CF4 Partner (AR) (since 24 Sep 2009)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
P D H Odling & C H Ford
FRN 403596 · Appointed 14 Jan 2005
-
S L Evans & S E Brown
FRN 402942 · Appointed 14 Jan 2005
-
P D A Palmer, J J P Dawson, M R Cliff & E J Readman
FRN 407934 · Appointed 14 Jan 2005
-
J A Duffy & K L Barrett
FRN 417763 · Appointed 14 Jan 2005
-
C Valter & R Sleep
FRN 407984 · Appointed 14 Jan 2005
-
A R Green & S Goode
FRN 418167 · Appointed 14 Jan 2005
-
A D Barrett, A J Bloomfield, C J Robinson & H G Tingle
FRN 402012 · Appointed 14 Jan 2005
-
S W Grey, R E Pollock & S J Vance
FRN 402918 · Appointed 14 Jan 2005
-
T E Murray, A M Morrison & A E Knowles
FRN 403600 · Appointed 14 Jan 2005
-
A B M MacAuley, J Laverty & G Stewart
FRN 407442 · Appointed 14 Jan 2005
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (210)CF4 Partner (AR)
-
controlled function added: (209)CF4 Partner (AR)
-
controlled function added: (208)CF4 Partner (AR)
-
controlled function added: (207)CF4 Partner (AR)
-
controlled function added: (206)CF4 Partner (AR)
-
controlled function added: (205)CF4 Partner (AR)
-
controlled function added: (204)CF4 Partner (AR)
-
controlled function added: (203)CF4 Partner (AR)
-
controlled function added: (202)CF4 Partner (AR)
-
controlled function added: (201)CF4 Partner (AR)