NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)

Date authorised
1 April 2013
Companies House
00111982
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tiddington Road
    -
    Stratford-upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +441789204211
    Web
    https://www.nfumutual.co.uk

  • Complaints Contact

    Tiddington Road
    -
    Stratford-upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +441789204211

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • P2P Lending Advice

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Assistance, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Life Policy, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Assistance, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management

  • Runs Stakeholder Pensions

    For Retail (Investment), Professional

  • Runs Personal Pensions

    For Retail (Investment), Professional

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Broadley

    IRN PXB00077

    • (238)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • (239)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Paul Cadman

    IRN PGC00013

    • (1192)CF30 Customer (4 Jan 2010 to 30 Apr 2012)
  • Paul Clarke

    IRN PXC01804

    • (1079)CF30 Customer (15 Feb 2010 to 31 Jul 2016)
  • Paul Clyde

    IRN PXC01965

    • (1240)CF30 Customer (12 May 2011 to 31 Jul 2016)
  • Paul George Plumridge

    IRN PGP01030

    • (617)CF4 Partner (AR) (4 Oct 2017 to 17 May 2019)
  • Paul Graham De Havilland

    IRN PGD00002

    • (1150)CF30 Customer (1 Nov 2007 to 30 Apr 2012)
    • (1151)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Paul Hamilton Paton

    IRN PHP00005

    • (1102)CF30 Customer (1 Nov 2007 to 30 Apr 2012)
    • (1103)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Paul Hewings

    IRN PXH01726

    • (1280)CF30 Customer (1 Jun 2009 to 13 Apr 2012)
  • Paul Howard Imber

    IRN PHI01003

    • (63)CF4 Partner (AR) (14 Jan 2005 to 4 May 2013)
  • Paul James Booker

    IRN PJB01461

    • (1216)CF30 Customer (21 Jun 2010 to 5 Mar 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • S V Cherry & J M Graham (no longer appointed)

    FRN 402034 · Appointed 14 Jan 2005 · Until 1 Nov 2021

  • S.Bell & D.Harris (no longer appointed)

    FRN 401991 · Appointed 14 Jan 2005 · Until 14 Jan 2005

  • Shelley M Goodfellow (no longer appointed)

    FRN 402940 · Appointed 14 Jan 2005 · Until 1 Jul 2023

  • Stephen Graham (no longer appointed)

    FRN 418168 · Appointed 14 Jan 2005 · Until 24 Jul 2008

  • Steven M Heard (no longer appointed)

    FRN 407719 · Appointed 14 Jan 2005 · Until 1 Aug 2024

  • Stuart J Holton (no longer appointed)

    FRN 418143 · Appointed 14 Jan 2005 · Until 18 Apr 2024

  • Susan Lamont (no longer appointed)

    FRN 408120 · Appointed 14 Jan 2005 · Until 31 Jul 2009

  • T D Downes (no longer appointed)

    FRN 417758 · Appointed 14 Jan 2005 · Until 28 Nov 2008

  • T J Smith (no longer appointed)

    FRN 407870 · Appointed 14 Jan 2005 · Until 1 Aug 2010

  • T. Sayles (no longer appointed)

    FRN 407861 · Appointed 14 Jan 2005 · Until 10 Apr 2015

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (280)CF4 Partner (AR)

  2. controlled function added: (279)CF4 Partner (AR)

  3. controlled function added: (278)CF4 Partner (AR)

  4. controlled function added: (277)CF4 Partner (AR)

  5. controlled function added: (276)CF4 Partner (AR)

  6. controlled function added: (275)CF4 Partner (AR)

  7. controlled function added: (274)CF4 Partner (AR)

  8. controlled function added: (273)CF4 Partner (AR)

  9. controlled function added: (272)CF4 Partner (AR)

  10. controlled function added: (271)CF4 Partner (AR)

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