NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)

Date authorised
1 April 2013
Companies House
00111982
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tiddington Road
    -
    Stratford-upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +441789204211
    Web
    https://www.nfumutual.co.uk

  • Complaints Contact

    Tiddington Road
    -
    Stratford-upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +441789204211

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

  • Runs Stakeholder Pensions

    For Professional, Retail (Investment)

  • Runs Personal Pensions

    For Professional, Retail (Investment)

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julie Elizabeth Frost

    IRN JXF00013

    • (185)CF4 Partner (AR) (since 20 Nov 2013)
  • Julie Susan Eccles

    IRN JSG00028

    • (277)CF22 Investment Adviser (Trainee) (1 Nov 2004 to 11 Apr 2005)
  • Julien Antony Yates

    IRN JAY01017

    • (339)CF4 Partner (AR) (30 Jun 2009 to 1 Jun 2015)
  • Justin Barr

    IRN JXB02335

    • (196)CF4 Partner (AR) (since 4 Apr 2007)
  • Justin Leonard Pinder

    IRN JLP00019

    • (476)CF4 Partner (AR) (since 25 Jun 2020)
    • (956)CF30 Customer (1 Nov 2007 to 2 Dec 2013)
    • (958)CF21 Investment Adviser (28 Jun 2002 to 31 Oct 2007)
    • (957)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jun 2002)
  • Jutta Maria Norris

    IRN JMN01070

    • (702)CF4 Partner (AR) (14 May 2008 to 30 Jun 2010)
  • Kamal Bandara Galagedera

    IRN KBG01013

    • (1309)[FCA CF] Significant management (10 Dec 2018 to 11 Dec 2018)
    • (1308)[PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Jan 2024)
    • (1307)CF28 Systems and controls (24 Feb 2010 to 1 Dec 2011)
  • Karen Adams

    IRN KXA00281

    • (1053)[PRA CF] Significant risk taker or Material risk taker (20 Jan 2023 to 23 Dec 2024)
  • Karen Ann Tatlow

    IRN KAT01026

    • (615)CF4 Partner (AR) (14 Jan 2005 to 31 Dec 2008)
  • Karen Atkinson

    IRN KXA01839

    • (88)CF4 Partner (AR) (since 15 Dec 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • S V Cherry & J M Graham (no longer appointed)

    FRN 402034 · Appointed 14 Jan 2005 · Until 1 Nov 2021

  • S.Bell & D.Harris (no longer appointed)

    FRN 401991 · Appointed 14 Jan 2005 · Until 14 Jan 2005

  • Shelley M Goodfellow (no longer appointed)

    FRN 402940 · Appointed 14 Jan 2005 · Until 1 Jul 2023

  • Stephen Graham (no longer appointed)

    FRN 418168 · Appointed 14 Jan 2005 · Until 24 Jul 2008

  • Steven M Heard (no longer appointed)

    FRN 407719 · Appointed 14 Jan 2005 · Until 1 Aug 2024

  • Stuart J Holton (no longer appointed)

    FRN 418143 · Appointed 14 Jan 2005 · Until 18 Apr 2024

  • Susan Lamont (no longer appointed)

    FRN 408120 · Appointed 14 Jan 2005 · Until 31 Jul 2009

  • T D Downes (no longer appointed)

    FRN 417758 · Appointed 14 Jan 2005 · Until 28 Nov 2008

  • T J Smith (no longer appointed)

    FRN 407870 · Appointed 14 Jan 2005 · Until 1 Aug 2010

  • T. Sayles (no longer appointed)

    FRN 407861 · Appointed 14 Jan 2005 · Until 10 Apr 2015

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (609)SMF20 Chief Actuary

  2. controlled function added: (608)SMF18 Other Overall Responsibility

  3. controlled function added: (607)[FCA CF] Significant management

  4. controlled function added: (606)[FCA CF] Manager of certification employee

  5. controlled function added: (605)[FCA CF] Material risk taker

  6. controlled function added: (604)[PRA CF] Significant risk taker or Material risk taker

  7. controlled function added: (603)SMF23 Chief Underwriting Officer

  8. controlled function added: (602)Director of firm who is not a certification employee or a SMF manager

  9. controlled function added: (601)SMF18 Other Overall Responsibility

  10. controlled function added: (600)Responsible for Insurance Distribution

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