NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
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Complaints Contact
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
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- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
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Stockbroking
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
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Runs Stakeholder Pensions
For Professional, Retail (Investment)
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Runs Personal Pensions
For Professional, Retail (Investment)
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sarah Elizabeth Powell
IRN SEP01095
- (90)CF4 Partner (AR) (since 14 Dec 2016)
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Sarah Elizabeth Procter
IRN SEP01074
- (156)CF4 Partner (AR) (since 29 Sep 2008)
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Sarah Isobel Lynch
IRN SXL00383
- (485)CF4 Partner (AR) (since 23 Dec 2021)
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Sarah Jane Whitsed
IRN SJW00085
- (228)CF21 Investment Adviser (20 Nov 2006 to 6 Jul 2007)
- (227)CF22 Investment Adviser (Trainee) (25 Jul 2005 to 20 Nov 2006)
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Sarah Jayne Frodsham
IRN SJF01261
- (450)CF4 Partner (AR) (18 May 2018 to 18 Nov 2018)
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Sarah Jayne Harrison
IRN SJH01576
- (412)CF4 Partner (AR) (13 Apr 2015 to 17 Apr 2019)
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Sarah Loman
IRN SXL77046
- (1281)[FCA CF] Functions requiring qualifications (10 Dec 2018 to 11 Feb 2026)
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Sarah Louise Denney-Jones
IRN SLD01054
- (1209)CF30 Customer (1 Nov 2007 to 26 Feb 2010)
- (1210)CF22 Investment Adviser (Trainee) (4 Jan 2007 to 31 Oct 2007)
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Sarah Louise Halligan
IRN SLH01073
- (589)CF4 Partner (AR) (7 Dec 2004 to 4 Jun 2015)
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Sarah Louise Hiles
IRN SLM01130
- (458)CF4 Partner (AR) (15 Mar 2011 to 23 Jul 2015)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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J Kelly, N M Conlon & J E Tudor
FRN 416875 · Appointed 14 Jan 2005
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Alan M Dickinson
FRN 407986 · Appointed 14 Jan 2005
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J J Hodge & J W Garrett
FRN 417762 · Appointed 14 Jan 2005
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Lee A Stiles
FRN 407873 · Appointed 14 Jan 2005
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J I Potts & M F N McGregor
FRN 407684 · Appointed 14 Jan 2005
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M A Earl, S A Rowlinson & S L Cross
FRN 402042 · Appointed 14 Jan 2005
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M A Fuller & A J Wilson
FRN 417770 · Appointed 14 Jan 2005
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M A Roberts, H J Williams & A D Jones
FRN 407723 · Appointed 14 Jan 2005
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M D Jeal, D J Jones, J M Cosker & C E Mortimer
FRN 407682 · Appointed 14 Jan 2005
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J H Davies & M R Thomas
FRN 403216 · Appointed 14 Jan 2005
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (489)CF4 Partner (AR)
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controlled function added: (488)CF4 Partner (AR)
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controlled function added: (487)CF4 Partner (AR)
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controlled function added: (486)CF4 Partner (AR)
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controlled function added: (485)CF4 Partner (AR)
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controlled function added: (484)CF4 Partner (AR)
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controlled function added: (483)CF4 Partner (AR)
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controlled function added: (482)CF4 Partner (AR)
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controlled function added: (481)CF4 Partner (AR)
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controlled function added: (480)CF4 Partner (AR)