NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
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Complaints Contact
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
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Stockbroking
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
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Runs Stakeholder Pensions
For Professional, Retail (Investment)
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Runs Personal Pensions
For Professional, Retail (Investment)
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nicholas Charles Oakhill
IRN NCO01017
- (295)CF4 Partner (AR) (27 May 2011 to 17 Feb 2017)
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Nicholas James Cooper
IRN NXC00432
- (413)CF4 Partner (AR) (since 22 Jul 2024)
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Nicholas James Kirkman Watts
IRN NJW01200
- (789)CF4 Partner (AR) (14 Oct 2016 to 6 Jan 2021)
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Nicholas James Turner
IRN NJT01091
- (610)SMF1 Chief Executive (since 1 Apr 2021)
- (1386)SMF3 Executive Director (10 Dec 2018 to 15 Jun 2021)
- (1385)Responsible for Insurance Distribution (1 Oct 2018 to 15 Jun 2021)
- (1388)CF1 Director (24 Apr 2013 to 9 Dec 2018)
- (1384)Responsible for Insurance Mediation (24 Apr 2013 to 30 Sep 2018)
- (1387)CF1 Director (AR) (1 Apr 2013 to 28 Feb 2018)
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Nicholas John Bent
IRN NJB01180
- (585)CF4 Partner (AR) (14 Jan 2005 to 30 Apr 2019)
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Nicholas John Fraser
IRN NJF01103
- (765)CF4 Partner (AR) (15 May 2012 to 31 Jul 2016)
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Nicholas John Murphy
IRN NJM01185
- (1048)CF4 Partner (AR) (10 May 2018 to 1 Dec 2021)
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Nicholas John Parkinson
IRN NJP01176
- (144)CF4 Partner (AR) (since 14 Apr 2015)
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Nicholas John Pierson
IRN NJP01173
- (1302)[FCA CF] Significant management (10 Dec 2018 to 31 Mar 2023)
- (1301)CF29 Significant management (29 Jan 2015 to 9 Dec 2018)
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Nicholas John Utting
IRN NJU01005
- (42)CF4 Partner (AR) (14 Jan 2005 to 31 Dec 2009)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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J M Wilson & W E H Baillie
FRN 576562 · Appointed 5 Mar 2012
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J N Atkins & R K Pym
FRN 567423 · Appointed 26 Oct 2011
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J R Godfrey, V E Martin, J M Buckland & J R Cade
FRN 550843 · Appointed 13 May 2011
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S H Smith, A L Willden & D Unsworth
FRN 538689 · Appointed 5 Jan 2011
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J M Young & K L Morgan
FRN 532984 · Appointed 6 Oct 2010
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J P Raven & I H Crickmay
FRN 530753 · Appointed 27 Aug 2010
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J C Langley & C M G Platt
FRN 530738 · Appointed 27 Aug 2010
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P J Shirley, I D Maddever, H Myatt & R C Young
FRN 516713 · Appointed 25 Jan 2010
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L J King & K J Mitchell
FRN 493293 · Appointed 19 Dec 2008
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N C Savage, A E M Walker & D M Calver
FRN 480795 · Appointed 26 Mar 2008
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (539)[PRA CF] Significant risk taker or Material risk taker
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controlled function added: (538)[FCA CF] Material risk taker
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controlled function added: (537)[PRA CF] Significant risk taker or Material risk taker
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controlled function added: (536)[FCA CF] Material risk taker
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controlled function added: (535)[PRA CF] Significant risk taker or Material risk taker
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controlled function added: (534)[FCA CF] Material risk taker
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controlled function added: (533)[PRA CF] Significant risk taker or Material risk taker
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controlled function added: (532)[FCA CF] Functions requiring qualifications
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controlled function added: (531)16. Safeguarding and administering investments or holding client money
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controlled function added: (530)17. Administrative functions in relation to managing investments