Napier Park Global Capital Ltd

• Principal Place of Business

  5 Hanover Square

  5th Floor

  5th Floor

  London

  W1S 1HE

  UNITED KINGDOM

  Phone

  +442078664772

  Web

  https://www.napierparkglobal.com

• Complaints Contact

  Napier Park Global Capital

  280 Park Avenue, 3rd Floor

  New York

  New York

  10017

  UNITED STATES OF AMERICA

  Phone

  +12122350717

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Kynaston

  IRN SXK01250

  • CF30 Customer (1 Jul 2011 to 21 Feb 2013)
• Steven Thomas Ciampi

  IRN STC01014

  • CF1 Director (18 Jan 2013 to 3 Mar 2017)
  • CF30 Customer (6 Dec 2011 to 3 Mar 2017)
• Thomas Kramer

  IRN TCK01022

  • [FCA CF] Client dealing (since 1 Feb 2026)
• Thomas William Jefferson Taylor

  IRN TWT01019

  • CF30 Customer (20 Dec 2011 to 10 Aug 2012)
• Timo Seidl

  IRN TXS15986

  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • [FCA CF] Client dealing (9 Dec 2020 to 1 Jan 2022)
  • CF30 Customer (13 Jun 2019 to 8 Dec 2019)
• Timothy Mark Greatorex

  IRN TMG01011

  • SMF3 Executive Director (since 3 Feb 2022)
  • SMF1 Chief Executive (since 3 Feb 2022)
• Wolfgang Andreas Dressler

  IRN WAD01035

  • [FCA CF] Client dealing (4 Aug 2021 to 13 May 2025)
• Xiaoyun Liang

  IRN XXL01187

  • [FCA CF] Client dealing (9 Dec 2020 to 10 Dec 2021)
  • [FCA CF] Material risk taker (9 Dec 2020 to 10 Dec 2021)
  • CF30 Customer (12 Jul 2018 to 8 Dec 2019)

No changes recorded yet.