Date authorised
6 March 2023
Companies House
10889069
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 CAVENDISH SQUARE
    London
    W1G 0PW
    UNITED KINGDOM
    Phone
    +4407973518675
  • Complaints Contact

    33 CAVENDISH SQUARE
    London
    W1G 0PW
    UNITED KINGDOM
    Phone
    +4407973518675

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Stephen Wright Beilby

    IRN MSB01057

    • CF30 Customer (since 9 Aug 2023)
    • CF1 Director (AR) (since 9 Aug 2023)
    • SMF3 Executive Director (since 6 Mar 2023)
  • PAUL HOURICAN

    IRN PXH00844

    • [FCA CF] Client dealing (since 6 Apr 2026)
  • REBECCA JANE GORDON

    IRN RXG00541

    • SMF16 Compliance Oversight (since 22 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Oct 2024)
  • THOMAS STEWART MCCRONE

    IRN TXM00629

    • [FCA CF] Client dealing (since 3 Mar 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.