N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Iryna Zasimovych

  IRN IXZ00020

  • [FCA CF] Client dealing (since 28 Feb 2024)
• Isabella Maria Irina Eichler

  IRN IME01011

  • CF30 Customer (6 Jun 2011 to 6 Mar 2016)
• Isabelle Clarke

  IRN IXO00017

  • [FCA CF] Client dealing (since 25 Jul 2022)
• Isambard Henry Sibley Panton Corbett

  IRN IHC01017

  • CF30 Customer (1 Nov 2007 to 17 Nov 2015)
  • CF23 Corporate Finance Adviser (26 Oct 2005 to 31 Oct 2007)
• Ishaan Nicholas Rajan

  IRN IXR00130

  • [FCA CF] Client dealing (since 12 Mar 2025)
• Ishaan Pasricha

  IRN PXI19857

  • [FCA CF] Client dealing (31 Dec 2020 to 24 Apr 2024)
  • CF30 Customer (7 Sep 2019 to 8 Dec 2019)
• Ishika Lamba

  IRN IXL00088

  • [FCA CF] Client dealing (15 Aug 2023 to 25 Jun 2025)
• Ishu Prashant Santchurn

  IRN IPS01046

  • CF30 Customer (30 Sep 2016 to 8 Dec 2019)
• Isobel Bowman

  IRN IXB00256

  • [FCA CF] Client dealing (since 1 May 2025)
• Isobel Mary Baxter

  IRN IXB01106

  • CF1 Director (1 Dec 2001 to 30 Apr 2008)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.