N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Harsha Priyantha Abhayaratne Wickremasinghe

  IRN HXW00286

  • [FCA CF] Manager of certification employee (since 4 Aug 2025)
  • [FCA CF] Client dealing (since 4 Aug 2025)
• Hassan Sharif

  IRN HXS00422

  • [FCA CF] Client dealing (7 Nov 2023 to 6 Jun 2025)
• Hayley Barron

  IRN HXB01059

  • CF30 Customer (24 Mar 2010 to 6 Mar 2016)
• Hayley Elizabeth Whitehead

  IRN HEW01025

  • CF30 Customer (16 Apr 2014 to 6 Mar 2016)
• Haziel Ephraim Jean Bamberger

  IRN HEB01050

  • CF30 Customer (26 May 2015 to 6 Mar 2016)
• Hector Edward George Coode

  IRN HXC00383

  • [FCA CF] Client dealing (since 20 Jan 2026)
• Hedley Goldberg

  IRN HXG01068

  • [FCA CF] Manager of certification employee (since 31 Dec 2020)
  • [FCA CF] Client dealing (since 31 Dec 2020)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• Hedvig Ulrichsen Helseth

  IRN HXU00025

  • [FCA CF] Client dealing (since 2 Apr 2026)
• Heena Maganlal Patel

  IRN HMP01051

  • CF30 Customer (22 Sep 2014 to 6 Mar 2016)
• Heidi Maria Emilia Karjalainen

  IRN HMK01033

  • CF30 Customer (14 Jun 2017 to 6 Aug 2018)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.