N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alex Master

  IRN AXM04935

  • CF30 Customer (10 Nov 2017 to 8 Dec 2019)
• Alexander Andrew Leigh

  IRN AAL01052

  • CF30 Customer (7 Jul 2009 to 18 Apr 2011)
• Alexander Antonius Griffejoen

  IRN AAG01043

  • [FCA CF] Client dealing (since 9 Feb 2026)
  • [FCA CF] Manager of certification employee (since 9 Feb 2026)
  • CF30 Customer (15 Oct 2015 to 6 Mar 2016)
• Alexander Bettinson

  IRN AXB04620

  • [FCA CF] Client dealing (since 27 May 2025)
• Alexander Browne

  IRN AXB00500

  • [FCA CF] Client dealing (31 Dec 2020 to 18 Sep 2023)
• Alexander Charles James McRae

  IRN ACM01247

  • CF30 Customer (21 Aug 2015 to 6 Mar 2016)
• Alexander Durie Robertson

  IRN ADR01122

  • [FCA CF] Client dealing (since 31 Dec 2020)
  • CF30 Customer (15 Dec 2017 to 8 Dec 2019)
• Alexander Fleet Ruffman

  IRN AXR00249

  • [FCA CF] Client dealing (31 Dec 2020 to 13 Jul 2021)
• Alexander Franz Mitteregger

  IRN AFM01092

  • [FCA CF] Client dealing (31 Dec 2020 to 1 Dec 2022)
  • [FCA CF] Manager of certification employee (31 Dec 2020 to 1 Dec 2022)
  • CF30 Customer (16 Jan 2015 to 6 Mar 2016)
• Alexander Herbert Jurzok

  IRN AXJ21575

  • [FCA CF] Client dealing (31 Dec 2020 to 6 Sep 2024)
  • CF30 Customer (9 Oct 2019 to 8 Dec 2019)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.